National Planning Corporation’s Invesco CEF Income Composite ETF PCEF Stock Holding History

National Planning Corporation’s Portfolio PCEF Stock Details PCEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-12,298	Closed	-$290K	–	1632
2014 Q4	$290K	Sell	12,298 -9,257	-43%	-$223K	0.02%	547
2014 Q3	$524K	Buy	21,555 +262	+1%	+$6.54K	0.04%	390
2014 Q2	$543K	Sell	21,293 -2,500	-11%	-$62.7K	0.04%	374
2014 Q1	$588K	Buy	23,793 +7,175	+43%	+$176K	0.05%	331
2013 Q4	$406K	Buy	16,618 +5,600	+51%	+$135K	0.04%	422
2013 Q3	$269K	Buy	+11,018	New	+$265K	0.03%	521

Other funds holding PCEF

Cleary Gull Milwaukee, Wisconsin $106M AUM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $9.13B AUM 34.49% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

National Planning Corporation's PCEF Position: Q1 2015 in Review

National Planning Corporation sold out of Invesco CEF Income Composite ETF (PCEF) in Q1 2015, closing a stake of 12,298 shares — an estimated $290K sold.

National Planning Corporation first reported a position in PCEF in Q3 2013 and held it in 6 quarters. The position peaked at $588K in Q1 2014. 78 funds tracked by Wall St. Rank hold PCEF as of Q1 2015.

National Planning Corporation reported no remaining Invesco CEF Income Composite ETF position as of Q1 2015 after selling out during the quarter.
National Planning Corporation sold 12,298 Invesco CEF Income Composite ETF shares in Q1 2015, an estimated $290K.
National Planning Corporation first reported a position in Invesco CEF Income Composite ETF in Q3 2013 and held it in 6 quarters.
National Planning Corporation's Invesco CEF Income Composite ETF position peaked at $588K in Q1 2014.
78 funds tracked by Wall St. Rank held Invesco CEF Income Composite ETF as of Q1 2015.

Based on National Planning Corporation's 13F filing for Q1 2015, filed 12 May 2015.