National Planning Corporation’s Nuveen AMT-Free Quality Municipal Income Fund NEA Stock Holding History

National Planning Corporation’s Portfolio NEA Stock Details NEA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-117,610	Closed	-$1.63M	–	404
2017 Q3	$1.63M	Sell	117,610 -555	-0.5%	-$7.71K	0.14%	165
2017 Q2	$1.62M	Sell	118,165 -7,049	-6%	-$95.9K	0.12%	182
2017 Q1	$1.67M	Hold	125,214	–	–	0.13%	176
2016 Q4	$1.68M	Sell	125,214 -7,200	-5%	-$97.3K	0.13%	163
2016 Q3	$1.82M	Buy	+132,414	New	+$1.97M	0.14%	152

Other funds holding NEA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MSL

Mackay Shields LLC New York $2.99B AUM 3.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

National Planning Corporation's NEA Position: Q4 2017 in Review

National Planning Corporation sold out of Nuveen AMT-Free Quality Municipal Income Fund (NEA) in Q4 2017, closing a stake of 117,610 shares — an estimated $1.63M sold.

National Planning Corporation first reported a position in NEA in Q3 2016 and held it in 5 quarters. The position peaked at $1.82M in Q3 2016. 203 funds tracked by Wall St. Rank hold NEA as of Q4 2017.

National Planning Corporation reported no remaining Nuveen AMT-Free Quality Municipal Income Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 117,610 Nuveen AMT-Free Quality Municipal Income Fund shares in Q4 2017, an estimated $1.63M.
National Planning Corporation first reported a position in Nuveen AMT-Free Quality Municipal Income Fund in Q3 2016 and held it in 5 quarters.
National Planning Corporation's Nuveen AMT-Free Quality Municipal Income Fund position peaked at $1.82M in Q3 2016.
203 funds tracked by Wall St. Rank held Nuveen AMT-Free Quality Municipal Income Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.