National Planning Corporation’s High Yield ETF HYLD Stock Holding History

National Planning Corporation’s Portfolio HYLD Stock Details HYLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-5,704	Closed	-$230K	–	2169
2014 Q4	$230K	Sell	5,704 -19,545	-77%	-$900K	0.02%	620
2014 Q3	$1.26M	Sell	25,249 -9,036	-26%	-$472K	0.1%	206
2014 Q2	$1.83M	Sell	34,285 -3,703	-10%	-$196K	0.14%	143
2014 Q1	$2M	Buy	37,988 +26,528	+231%	+$1.39M	0.17%	125
2013 Q4	$593K	Buy	+11,460	New	+$594K	0.05%	331

Other funds holding HYLD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Main Management San Francisco, California $1.37B AUM 19.06% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

HIM

Hillsdale Investment Management Toronto, Ontario, Canada $3.68B AUM 62.12% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 19.31% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

CIBC World Market Toronto, Ontario, Canada $61.3B AUM 39.33% 1-Year Est. Return

National Planning Corporation's HYLD Position: Q1 2015 in Review

National Planning Corporation sold out of High Yield ETF (HYLD) in Q1 2015, closing a stake of 5,704 shares — an estimated $230K sold.

National Planning Corporation first reported a position in HYLD in Q4 2013 and held it in 5 quarters. The position peaked at $2M in Q1 2014. 50 funds tracked by Wall St. Rank hold HYLD as of Q1 2015.

National Planning Corporation reported no remaining High Yield ETF position as of Q1 2015 after selling out during the quarter.
National Planning Corporation sold 5,704 High Yield ETF shares in Q1 2015, an estimated $230K.
National Planning Corporation first reported a position in High Yield ETF in Q4 2013 and held it in 5 quarters.
National Planning Corporation's High Yield ETF position peaked at $2M in Q1 2014.
50 funds tracked by Wall St. Rank held High Yield ETF as of Q1 2015.

Based on National Planning Corporation's 13F filing for Q1 2015, filed 12 May 2015.