National Planning Corporation’s Gabelli Equity Trust GAB Stock Holding History

National Planning Corporation’s Portfolio GAB Stock Details GAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-22,093	Closed	-$104K	–	690
2015 Q4	$104K	Buy	+22,093	New	+$119K	0.01%	688
2015 Q1	–	Sell	-22,380	Closed	-$138K	–	1177
2014 Q4	$138K	Sell	22,380 -538	-2%	-$3.43K	0.01%	798
2014 Q3	$142K	Sell	22,918 -2,321	-9%	-$16.1K	0.01%	696
2014 Q2	$180K	Sell	25,239 -24,341	-49%	-$173K	0.01%	691
2014 Q1	$363K	Sell	49,580 -25,476	-34%	-$186K	0.03%	481
2013 Q4	$554K	Sell	75,056 -1,794	-2%	-$12.1K	0.05%	340
2013 Q3	$492K	Buy	+76,850	New	+$495K	0.05%	350

Other funds holding GAB

KIM

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $11.1B AUM 41.79% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $66.2B AUM 46.3% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $351M AUM 21.82% 1-Year Est. Return

National Planning Corporation's GAB Position: Q1 2016 in Review

National Planning Corporation sold out of Gabelli Equity Trust (GAB) in Q1 2016, closing a stake of 22,093 shares — an estimated $104K sold.

National Planning Corporation first reported a position in GAB in Q3 2013 and held it in 7 quarters. The position peaked at $554K in Q4 2013. 84 funds tracked by Wall St. Rank hold GAB as of Q1 2016.

National Planning Corporation reported no remaining Gabelli Equity Trust position as of Q1 2016 after selling out during the quarter.
National Planning Corporation sold 22,093 Gabelli Equity Trust shares in Q1 2016, an estimated $104K.
National Planning Corporation first reported a position in Gabelli Equity Trust in Q3 2013 and held it in 7 quarters.
National Planning Corporation's Gabelli Equity Trust position peaked at $554K in Q4 2013.
84 funds tracked by Wall St. Rank held Gabelli Equity Trust as of Q1 2016.

Based on National Planning Corporation's 13F filing for Q1 2016, filed 16 May 2016.