National Planning Corporation’s VanEck IG Floating Rate ETF FLTR Stock Holding History

National Planning Corporation’s Portfolio FLTR Stock Details FLTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-27,854	Closed	-$684K	–	684
2015 Q4	$684K	Sell	27,854 -15,439	-36%	-$382K	0.06%	327
2015 Q3	$1.07M	Sell	43,293 -1,538	-3%	-$38.2K	0.1%	204
2015 Q2	$1.11M	Buy	+44,831	New	+$1.12M	0.1%	205
2015 Q1	–	Sell	-363	Closed	-$9.04K	–	1137
2014 Q4	$9.04K	Buy	+363	New	+$9.08K	﹤0.01%	2080
2014 Q1	–	Sell	-91,507	Closed	-$2.28M	–	728
2013 Q4	$2.28M	Buy	+91,507	New	+$2.28M	0.2%	111

Other funds holding FLTR

TFF

The Family Firm Bethesda, Maryland $415M AUM 12.42% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

SFG

SNS Financial Group Minneapolis, Minnesota $1.16B AUM 13.88% 1-Year Est. Return

EMA

Efficient Market Advisors San Diego, California $727M AUM 9.65% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IFP Advisors Tampa, Florida $4.82B AUM 20.19% 1-Year Est. Return

ICM

IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

National Planning Corporation's FLTR Position: Q1 2016 in Review

National Planning Corporation sold out of VanEck IG Floating Rate ETF (FLTR) in Q1 2016, closing a stake of 27,854 shares — an estimated $684K sold.

National Planning Corporation first reported a position in FLTR in Q4 2013 and held it in 5 quarters. The position peaked at $2.28M in Q4 2013. 28 funds tracked by Wall St. Rank hold FLTR as of Q1 2016.

National Planning Corporation reported no remaining VanEck IG Floating Rate ETF position as of Q1 2016 after selling out during the quarter.
National Planning Corporation sold 27,854 VanEck IG Floating Rate ETF shares in Q1 2016, an estimated $684K.
National Planning Corporation first reported a position in VanEck IG Floating Rate ETF in Q4 2013 and held it in 5 quarters.
National Planning Corporation's VanEck IG Floating Rate ETF position peaked at $2.28M in Q4 2013.
28 funds tracked by Wall St. Rank held VanEck IG Floating Rate ETF as of Q1 2016.

Based on National Planning Corporation's 13F filing for Q1 2016, filed 16 May 2016.