National Planning Corporation’s First Trust Morningstar Dividend Leaders Index Fund FDL Stock Holding History

National Planning Corporation’s Portfolio FDL Stock Details FDL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-150,643	Closed	-$4.37M	–	216
2017 Q3	$4.37M	Buy	150,643 +3,572	+2%	+$101K	0.36%	57
2017 Q2	$4.16M	Buy	147,071 +21,740	+17%	+$621K	0.32%	67
2017 Q1	$3.62M	Buy	125,331 +5,288	+4%	+$151K	0.27%	77
2016 Q4	$3.35M	Buy	120,043 +13,629	+13%	+$370K	0.26%	80
2016 Q3	$2.82M	Buy	106,414 +9,624	+10%	+$263K	0.22%	96
2016 Q2	$2.65M	Buy	96,790 +5,752	+6%	+$149K	0.21%	105
2016 Q1	$2.35M	Buy	91,038 +29,769	+49%	+$722K	0.2%	109
2015 Q4	$1.47M	Buy	61,269 +2,581	+4%	+$61K	0.12%	194
2015 Q3	$1.41M	Sell	58,688 -755	-1%	-$17.1K	0.13%	168
2015 Q2	$1.38M	Buy	59,443 +1,324	+2%	+$31.4K	0.12%	170
2015 Q1	$1.39M	Buy	58,119 +3,323	+6%	+$79.5K	0.12%	163
2014 Q4	$1.3M	Buy	54,796 +4,323	+9%	+$103K	0.09%	202
2014 Q3	$1.18M	Buy	50,473 +15,099	+43%	+$358K	0.09%	222
2014 Q2	$841K	Sell	35,374 -668	-2%	-$15.5K	0.07%	283
2014 Q1	$813K	Sell	36,042 -37,249	-51%	-$812K	0.07%	269
2013 Q4	$1.61M	Sell	73,291 -5,529	-7%	-$119K	0.14%	160
2013 Q3	$1.65M	Buy	78,820 +51,425	+188%	+$1.09M	0.16%	144
2013 Q2	$565K	Buy	+27,395	New	+$578K	0.07%	257

Other funds holding FDL

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 0.83% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

National Planning Corporation's FDL Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust Morningstar Dividend Leaders Index Fund (FDL) in Q4 2017, closing a stake of 150,643 shares — an estimated $4.37M sold.

National Planning Corporation first reported a position in FDL in Q2 2013 and held it in 18 quarters. The position peaked at $4.37M in Q3 2017. 158 funds tracked by Wall St. Rank hold FDL as of Q4 2017.

National Planning Corporation reported no remaining First Trust Morningstar Dividend Leaders Index Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 150,643 First Trust Morningstar Dividend Leaders Index Fund shares in Q4 2017, an estimated $4.37M.
National Planning Corporation first reported a position in First Trust Morningstar Dividend Leaders Index Fund in Q2 2013 and held it in 18 quarters.
National Planning Corporation's First Trust Morningstar Dividend Leaders Index Fund position peaked at $4.37M in Q3 2017.
158 funds tracked by Wall St. Rank held First Trust Morningstar Dividend Leaders Index Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.