National Planning Corporation’s First Trust Morningstar Dividend Leaders Index Fund FDL Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-150,643	Closed	-$4.37M	–	216
2017 Q3	$4.37M	Buy	150,643 +3,572	+2%	+$101K	0.36%	57
2017 Q2	$4.16M	Buy	147,071 +21,740	+17%	+$621K	0.32%	67
2017 Q1	$3.62M	Buy	125,331 +5,288	+4%	+$151K	0.27%	77
2016 Q4	$3.35M	Buy	120,043 +13,629	+13%	+$370K	0.26%	80
2016 Q3	$2.82M	Buy	106,414 +9,624	+10%	+$263K	0.22%	96
2016 Q2	$2.65M	Buy	96,790 +5,752	+6%	+$149K	0.21%	105
2016 Q1	$2.35M	Buy	91,038 +29,769	+49%	+$722K	0.2%	109
2015 Q4	$1.47M	Buy	61,269 +2,581	+4%	+$61K	0.12%	194
2015 Q3	$1.41M	Sell	58,688 -755	-1%	-$17.1K	0.13%	168
2015 Q2	$1.38M	Buy	59,443 +1,324	+2%	+$31.4K	0.12%	170
2015 Q1	$1.39M	Buy	58,119 +3,323	+6%	+$79.5K	0.12%	163
2014 Q4	$1.3M	Buy	54,796 +4,323	+9%	+$103K	0.09%	202
2014 Q3	$1.18M	Buy	50,473 +15,099	+43%	+$358K	0.09%	222
2014 Q2	$841K	Sell	35,374 -668	-2%	-$15.5K	0.07%	283
2014 Q1	$813K	Sell	36,042 -37,249	-51%	-$812K	0.07%	269
2013 Q4	$1.61M	Sell	73,291 -5,529	-7%	-$119K	0.14%	160
2013 Q3	$1.65M	Buy	78,820 +51,425	+188%	+$1.09M	0.16%	144
2013 Q2	$565K	Buy	+27,395	New	+$578K	0.07%	257