National Planning Corporation’s Enterprise Financial Services Corp EFSC Stock Holding History

National Planning Corporation’s Portfolio EFSC Stock Details EFSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-14,500	Closed	-$278K	–	1020
2014 Q4	$278K	Hold	14,500	–	–	0.02%	559
2014 Q3	$242K	Hold	14,500	–	–	0.02%	614
2014 Q2	$262K	Hold	14,500	–	–	0.02%	595
2014 Q1	$302K	Hold	14,500	–	–	0.03%	540
2013 Q4	$296K	Sell	14,500 -14,500	-50%	-$269K	0.03%	522
2013 Q3	$499K	Hold	29,000	–	–	0.05%	345
2013 Q2	$463K	Buy	+29,000	New	+$432K	0.06%	296

Other funds holding EFSC

BFC

Banc Funds Company Chicago, Illinois $605M AUM 26% 1-Year Est. Return

PCA

PL Capital Advisors Naples, Florida $360M AUM 32.54% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

EFSCE

Enterprise Financial Services Corp (EFSC) Clayton, Missouri $245M AUM 38.44% 1-Year Est. Return

ICOM

Investment Counselors of Maryland Baltimore, Maryland $4.37B AUM 76.25% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

DRZID

DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.96B AUM 38.5% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Royce & Associates New York $12.4B AUM 64.17% 1-Year Est. Return

National Planning Corporation's EFSC Position: Q1 2015 in Review

National Planning Corporation sold out of Enterprise Financial Services Corp (EFSC) in Q1 2015, closing a stake of 14,500 shares — an estimated $278K sold.

National Planning Corporation first reported a position in EFSC in Q2 2013 and held it in 7 quarters. The position peaked at $499K in Q3 2013. 95 funds tracked by Wall St. Rank hold EFSC as of Q1 2015.

National Planning Corporation reported no remaining Enterprise Financial Services Corp position as of Q1 2015 after selling out during the quarter.
National Planning Corporation sold 14,500 Enterprise Financial Services Corp shares in Q1 2015, an estimated $278K.
National Planning Corporation first reported a position in Enterprise Financial Services Corp in Q2 2013 and held it in 7 quarters.
National Planning Corporation's Enterprise Financial Services Corp position peaked at $499K in Q3 2013.
95 funds tracked by Wall St. Rank held Enterprise Financial Services Corp as of Q1 2015.

Based on National Planning Corporation's 13F filing for Q1 2015, filed 12 May 2015.