National Planning Corporation’s Enterprise Financial Services Corp EFSC Stock Holding History

National Planning Corporation’s Portfolio EFSC Stock Details EFSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-14,500	Closed	-$278K	–	1020
2014 Q4	$278K	Hold	14,500	–	–	0.02%	559
2014 Q3	$242K	Hold	14,500	–	–	0.02%	614
2014 Q2	$262K	Hold	14,500	–	–	0.02%	595
2014 Q1	$302K	Hold	14,500	–	–	0.03%	540
2013 Q4	$296K	Sell	14,500 -14,500	-50%	-$269K	0.03%	522
2013 Q3	$499K	Hold	29,000	–	–	0.05%	345
2013 Q2	$463K	Buy	+29,000	New	+$432K	0.06%	296

Other funds holding EFSC

Banc Funds Company Chicago, Illinois $537M AUM 17.34% 1-Year Est. Return

PL Capital Advisors Naples, Florida $332M AUM 17.89% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Enterprise Financial Services Corp (EFSC) Clayton, Missouri $197M AUM 19.57% 1-Year Est. Return

Investment Counselors of Maryland Baltimore, Maryland $4.37B AUM 76.25% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return