National Planning Corporation’s Invesco DWA Tactical Sector Rotation ETF DWTR Stock Holding History

National Planning Corporation’s Portfolio DWTR Stock Details DWTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-77,350	Closed	-$1.9M	–	728
2016 Q4	$1.9M	Sell	77,350 -500	-0.6%	-$12.2K	0.15%	147
2016 Q3	$1.89M	Sell	77,850 -1,200	-2%	-$30.3K	0.15%	144
2016 Q2	$2.03M	Buy	79,050 +4,400	+6%	+$105K	0.16%	139
2016 Q1	$1.77M	Buy	74,650 +39,150	+110%	+$889K	0.15%	149
2015 Q4	$757K	Buy	+35,500	New	+$911K	0.06%	305

Other funds holding DWTR

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Fortis Advisors Wayne, Pennsylvania $200M AUM 28.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $43.3B AUM 29.3% 1-Year Est. Return

National Planning Corporation's DWTR Position: Q1 2017 in Review

National Planning Corporation sold out of Invesco DWA Tactical Sector Rotation ETF (DWTR) in Q1 2017, closing a stake of 77,350 shares — an estimated $1.9M sold.

National Planning Corporation first reported a position in DWTR in Q4 2015 and held it in 5 quarters. The position peaked at $2.03M in Q2 2016. 29 funds tracked by Wall St. Rank hold DWTR as of Q1 2017.

National Planning Corporation reported no remaining Invesco DWA Tactical Sector Rotation ETF position as of Q1 2017 after selling out during the quarter.
National Planning Corporation sold 77,350 Invesco DWA Tactical Sector Rotation ETF shares in Q1 2017, an estimated $1.9M.
National Planning Corporation first reported a position in Invesco DWA Tactical Sector Rotation ETF in Q4 2015 and held it in 5 quarters.
National Planning Corporation's Invesco DWA Tactical Sector Rotation ETF position peaked at $2.03M in Q2 2016.
29 funds tracked by Wall St. Rank held Invesco DWA Tactical Sector Rotation ETF as of Q1 2017.

Based on National Planning Corporation's 13F filing for Q1 2017, filed 15 May 2017.