National Planning Corporation’s Invesco DB Oil Fund DBO Stock Holding History

National Planning Corporation’s Portfolio DBO Stock Details DBO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-13,143	Closed	-$102K	–	669
2016 Q2	$102K	Sell	13,143 -200	-1%	-$1.73K	0.01%	643
2016 Q1	$113K	Sell	13,343 -2,100	-14%	-$15.9K	0.01%	614
2015 Q4	$115K	Sell	15,443 -271	-2%	-$2.88K	0.01%	685
2015 Q3	$183K	Sell	15,714 -750	-5%	-$8.91K	0.02%	570
2015 Q2	$189K	Buy	16,464 +1,207	+8%	+$17.8K	0.02%	590
2015 Q1	$234K	Buy	15,257 +6,015	+65%	+$84.1K	0.02%	550
2014 Q4	$130K	Buy	+9,242	New	+$201K	0.01%	824

Other funds holding DBO

GLI

Guardian Life Insurance New York $199K AUM

Mirae Asset Global Investments Seoul, South Korea $67.7B AUM 57.61% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

EDRH

Edmond de Rothschild Holding Chambesy, Switzerland $7.59B AUM 23.44% 1-Year Est. Return

EDRS

Edmond de Rothschild (Suisse) Geneva, Switzerland $325M AUM 9.16% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

National Planning Corporation's DBO Position: Q3 2016 in Review

National Planning Corporation sold out of Invesco DB Oil Fund (DBO) in Q3 2016, closing a stake of 13,143 shares — an estimated $102K sold.

National Planning Corporation first reported a position in DBO in Q4 2014 and held it in 7 quarters. The position peaked at $234K in Q1 2015. 57 funds tracked by Wall St. Rank hold DBO as of Q3 2016.

National Planning Corporation reported no remaining Invesco DB Oil Fund position as of Q3 2016 after selling out during the quarter.
National Planning Corporation sold 13,143 Invesco DB Oil Fund shares in Q3 2016, an estimated $102K.
National Planning Corporation first reported a position in Invesco DB Oil Fund in Q4 2014 and held it in 7 quarters.
National Planning Corporation's Invesco DB Oil Fund position peaked at $234K in Q1 2015.
57 funds tracked by Wall St. Rank held Invesco DB Oil Fund as of Q3 2016.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.