National Planning Corporation’s VictoryShares US Small Cap High Div Volatility Wtd ETF CSB Stock Holding History

National Planning Corporation’s Portfolio CSB Stock Details CSB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-251,470	Closed	-$10M	–	741
2017 Q1	$10M	Sell	251,470 -1,838	-0.7%	-$74.8K	0.76%	26
2016 Q4	$10.3M	Buy	253,308 +2,794	+1%	+$109K	0.8%	26
2016 Q3	$9.05M	Buy	250,514 +95,311	+61%	+$3.49M	0.72%	27
2016 Q2	$5.58M	Buy	155,203 +5,458	+4%	+$190K	0.43%	50
2016 Q1	$5.16M	Sell	149,745 -4,673	-3%	-$150K	0.45%	49
2015 Q4	$4.78M	Buy	+154,418	New	+$5.17M	0.39%	53

Other funds holding CSB

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

IFP Advisors Tampa, Florida $4.82B AUM 20.19% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PCM

Pointe Capital Management Grosse Pointe Farms, Michigan $202M AUM 17.2% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

National Planning Corporation's CSB Position: Q2 2017 in Review

National Planning Corporation sold out of VictoryShares US Small Cap High Div Volatility Wtd ETF (CSB) in Q2 2017, closing a stake of 251,470 shares — an estimated $10M sold.

National Planning Corporation first reported a position in CSB in Q4 2015 and held it in 6 quarters. The position peaked at $10.3M in Q4 2016. 11 funds tracked by Wall St. Rank hold CSB as of Q2 2017.

National Planning Corporation reported no remaining VictoryShares US Small Cap High Div Volatility Wtd ETF position as of Q2 2017 after selling out during the quarter.
National Planning Corporation sold 251,470 VictoryShares US Small Cap High Div Volatility Wtd ETF shares in Q2 2017, an estimated $10M.
National Planning Corporation first reported a position in VictoryShares US Small Cap High Div Volatility Wtd ETF in Q4 2015 and held it in 6 quarters.
National Planning Corporation's VictoryShares US Small Cap High Div Volatility Wtd ETF position peaked at $10.3M in Q4 2016.
11 funds tracked by Wall St. Rank held VictoryShares US Small Cap High Div Volatility Wtd ETF as of Q2 2017.

Based on National Planning Corporation's 13F filing for Q2 2017, filed 2 Aug 2017.