National Planning Corporation’s VictoryShares US Small Cap Volatility Wtd ETF CSA Stock Holding History

National Planning Corporation’s Portfolio CSA Stock Details CSA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-234,949	Closed	-$9.6M	–	785
2017 Q1	$9.6M	Sell	234,949 -3,070	-1%	-$127K	0.73%	27
2016 Q4	$9.74M	Sell	238,019 -5,108	-2%	-$201K	0.76%	27
2016 Q3	$8.66M	Buy	243,127 +92,137	+61%	+$3.33M	0.69%	28
2016 Q2	$5.34M	Sell	150,990 -23	-0%	-$780	0.41%	51
2016 Q1	$5.07M	Sell	151,013 -4,631	-3%	-$144K	0.44%	52
2015 Q4	$4.62M	Buy	+155,644	New	+$5.26M	0.38%	57

Other funds holding CSA

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $43.3B AUM 29.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

National Planning Corporation's CSA Position: Q2 2017 in Review

National Planning Corporation sold out of VictoryShares US Small Cap Volatility Wtd ETF (CSA) in Q2 2017, closing a stake of 234,949 shares — an estimated $9.6M sold.

National Planning Corporation first reported a position in CSA in Q4 2015 and held it in 6 quarters. The position peaked at $9.74M in Q4 2016. 14 funds tracked by Wall St. Rank hold CSA as of Q2 2017.

National Planning Corporation reported no remaining VictoryShares US Small Cap Volatility Wtd ETF position as of Q2 2017 after selling out during the quarter.
National Planning Corporation sold 234,949 VictoryShares US Small Cap Volatility Wtd ETF shares in Q2 2017, an estimated $9.6M.
National Planning Corporation first reported a position in VictoryShares US Small Cap Volatility Wtd ETF in Q4 2015 and held it in 6 quarters.
National Planning Corporation's VictoryShares US Small Cap Volatility Wtd ETF position peaked at $9.74M in Q4 2016.
14 funds tracked by Wall St. Rank held VictoryShares US Small Cap Volatility Wtd ETF as of Q2 2017.

Based on National Planning Corporation's 13F filing for Q2 2017, filed 2 Aug 2017.