National Planning Corporation’s First Trust Exchange-Traded Fund III First Trust Active Factor International ETF AFDM Stock Holding History

National Planning Corporation’s Portfolio AFDM Stock Details AFDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,266	Closed	-$269K	–	486
2017 Q3	$269K	Sell	4,266 -1,250	-23%	-$77.2K	0.02%	551
2017 Q2	$332K	Buy	5,516 +500	+10%	+$29.5K	0.03%	522
2017 Q1	$282K	Hold	5,016	–	–	0.02%	535
2016 Q4	$272K	Hold	5,016	–	–	0.02%	530
2016 Q3	$258K	Buy	+5,016	New	+$259K	0.02%	525

Other funds holding AFDM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

CWM

Cranbrook Wealth Management Bloomfield Hills, Michigan $534M AUM 18.5% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

Centaurus Financial Anaheim, California $2.59B AUM 31.63% 1-Year Est. Return

FormulaFolio Investments Grand Rapids, Michigan $299M AUM 27.65% 1-Year Est. Return

National Planning Corporation's AFDM Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust Exchange-Traded Fund III First Trust Active Factor International ETF (AFDM) in Q4 2017, closing a stake of 4,266 shares — an estimated $269K sold.

National Planning Corporation first reported a position in AFDM in Q3 2016 and held it in 5 quarters. The position peaked at $332K in Q2 2017. 52 funds tracked by Wall St. Rank hold AFDM as of Q4 2017.

National Planning Corporation reported no remaining First Trust Exchange-Traded Fund III First Trust Active Factor International ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 4,266 First Trust Exchange-Traded Fund III First Trust Active Factor International ETF shares in Q4 2017, an estimated $269K.
National Planning Corporation first reported a position in First Trust Exchange-Traded Fund III First Trust Active Factor International ETF in Q3 2016 and held it in 5 quarters.
National Planning Corporation's First Trust Exchange-Traded Fund III First Trust Active Factor International ETF position peaked at $332K in Q2 2017.
52 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund III First Trust Active Factor International ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.