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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$879M
AUM Growth
+$86.3M
Cap. Flow
-$13.9M
Cap. Flow %
-1.59%
Top 10 Hldgs %
39.57%
Holding
174
New
12
Increased
58
Reduced
53
Closed
14

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$4.01M
2
HCA icon
HCA Healthcare
HCA
+$2.94M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.57M
4
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$2.4M
5
UNP icon
Union Pacific
UNP
+$2.05M

Top Sells

Rank Stock Value
1
CCMP
CMC Materials, Inc. Common Stock
CCMP
+$4.01M
2
LMT icon
Lockheed Martin
LMT
+$3.71M
3
DKNG icon
DraftKings
DKNG
+$2.69M
4
BWXT icon
BWX Technologies
BWXT
+$2.68M
5
SBUX icon
Starbucks
SBUX
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 20.93%
2 Healthcare 10.62%
3 Financials 10.04%
4 Communication Services 9.22%
5 Consumer Discretionary 8.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
151
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$204K 0.02%
+1,925
New +$200K
FCT
152
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$199K 0.02%
16,515
+1,350
+9% +$16.2K
NZF icon
153
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$190K 0.02%
11,131
– –
NIM icon
154
Nuveen Select Maturities Municipal Fund
NIM
$117M
$142K 0.02%
13,275
– –
RIG icon
155
Transocean
RIG
$5.82B
$83K 0.01%
+30,000
New +$102K
XXII
156
22nd Century Group
XXII
$1.48M
– –
0
– –
FFAIW
157
DELISTED
Faraday Future Intelligent Electric Warrant
FFAIW
$33K ﹤0.01%
35,000
– –
RIG icon
158
CALL
Transocean
RIG
$5.82B
$28K ﹤0.01%
85,000
– –
KMI icon
159
CALL
Kinder Morgan
KMI
$68.7B
$17K ﹤0.01%
44,000
– –
SPY icon
160
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$8K ﹤0.01%
30,000
-36,000
-55% -$16.5M
BLV icon
161
Vanguard Long-Term Bond ETF
BLV
$5.75B
– –
-4,478
Closed -$458K
DDOG icon
162
Datadog
DDOG
$84B
– –
-2,613
Closed -$369K
DKNG icon
163
DraftKings
DKNG
$11.9B
– –
-55,907
Closed -$2.69M
GE icon
164
CALL
GE Aerospace
GE
$384B
– –
-48,153
Closed -$93K
HOUS
165
DELISTED
Anywhere Real Estate
HOUS
– –
-14,638
Closed -$257K
KMB icon
166
Kimberly-Clark
KMB
$36.5B
– –
-1,995
Closed -$264K
OMC icon
167
Omnicom Group
OMC
$23.4B
– –
-4,305
Closed -$312K
PTON icon
168
Peloton Interactive
PTON
$2.49B
– –
-3,943
Closed -$343K
VB icon
169
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
– –
-1,625
Closed -$355K
BFIIW
170
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
– –
-49,000
Closed -$78K
WWE
171
DELISTED
World Wrestling Entertainment
WWE
– –
-5,410
Closed -$304K
NEE.PRP
172
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
– –
-9,755
Closed -$497K
BGIO
173
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
– –
-20,000
Closed -$104K
FIV
174
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-193,105
Closed -$1.86M
3 4 5 6
7

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SWP
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L7C
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WBC
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Narwhal Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Narwhal Capital Management held 174 positions worth $879M, up 11% from $793M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Narwhal Capital Management's Q4 2021 filing shows 12 new, 58 increased, 53 reduced and 14 closed positions. Its largest new stake was Deere & Co: 4,752 shares worth $1.63M. The largest sale was CMC Materials, Inc. Common Stock, an estimated $4.01M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

  • Narwhal Capital Management's largest Q4 2021 buy was Deere & Co: 4,752 shares worth $1.63M.
  • Narwhal Capital Management added most to Cisco in Q4 2021, an estimated $4.01M increase.
  • Narwhal Capital Management's biggest Q4 2021 reduction was CMC Materials, Inc. Common Stock, cutting an estimated $4.01M.
  • Narwhal Capital Management fully exited DraftKings in Q4 2021, selling an estimated $2.69M.
  • Narwhal Capital Management's ten largest holdings make up 40% of its $879M portfolio in Q4 2021.
  • Narwhal Capital Management opened 12 new positions and closed 14 in Q4 2021.
  • Narwhal Capital Management's portfolio value rose 11% quarter-over-quarter to $879M.

Based on Narwhal Capital Management's 13F filing for Q4 2021, filed 26 Jan 2022.