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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$793M
AUM Growth
+$327K
Cap. Flow
+$28.8M
Cap. Flow %
3.64%
Top 10 Hldgs %
38.74%
Holding
179
New
11
Increased
51
Reduced
66
Closed
17

Top Buys

Rank Stock Value
1
BWXT icon
BWX Technologies
BWXT
+$3.71M
2
IAA
IAA, Inc. Common Stock
IAA
+$3.05M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$3.04M
4
AMZN icon
Amazon
AMZN
+$2.7M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.39M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$11.5M
2
DDOG icon
Datadog
DDOG
+$4.5M
3
SRI icon
Stoneridge
SRI
+$2.35M
4
NVS icon
Novartis
NVS
+$1.45M
5
NOW icon
ServiceNow
NOW
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 19.28%
2 Financials 10.5%
3 Communication Services 9.99%
4 Healthcare 9.78%
5 Consumer Discretionary 9.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQP
151
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$180K 0.02%
+12,140
New +$184K
PGX icon
152
Invesco Preferred ETF
PGX
$3.78B
$165K 0.02%
11,000
-2,750
-20% -$41.7K
NIM icon
153
Nuveen Select Maturities Municipal Fund
NIM
$117M
$144K 0.02%
13,275
– –
SPY icon
154
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$128K 0.02%
299
-39
-12% -$17.2K
JHAA
155
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
$108K 0.01%
+10,967
New +$109K
BGIO
156
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$104K 0.01%
20,000
– –
GE icon
157
CALL
GE Aerospace
GE
$384B
$93K 0.01%
48,153
+40,128
+500% +$2.58M
RIG icon
158
CALL
Transocean
RIG
$5.82B
$82K 0.01%
85,000
– –
BFIIW
159
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$78K 0.01%
49,000
– –
FFAIW
160
DELISTED
Faraday Future Intelligent Electric Warrant
FFAIW
$59K 0.01%
35,000
– –
XXII
161
22nd Century Group
XXII
$1.48M
– –
0
– –
KMI icon
162
CALL
Kinder Morgan
KMI
$68.7B
$29K ﹤0.01%
44,000
– –
BUD icon
163
AB InBev
BUD
$165B
– –
-3,330
Closed -$240K
CNI icon
164
CALL
Canadian National Railway
CNI
$76.6B
– –
-80,000
Closed -$30K
PNQI icon
165
Invesco NASDAQ Internet ETF
PNQI
$541M
– –
-7,225
Closed -$371K
T icon
166
AT&T
T
$163B
– –
-9,424
Closed -$205K
VGT icon
167
Vanguard Information Technology ETF
VGT
$149B
– –
-4,504
Closed -$225K
XLI icon
168
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
– –
-2,157
Closed -$221K
AEPPZ
169
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
-3,999
Closed -$205K
LTCHW
170
DELISTED
Latch, Inc. Warrant expiring 6/4/2026
LTCHW
– –
-74,000
Closed -$259K
ESSC
171
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
– –
-43,182
Closed -$436K
IS
172
DELISTED
ironSource Ltd.
IS
– –
-75,038
Closed -$788K
PIPP.WS
173
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
– –
-29,000
Closed -$35K
OCA.WS
174
DELISTED
Omnichannel Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A comm
OCA.WS
– –
-20,000
Closed -$20K
KSU
175
DELISTED
Kansas City Southern
KSU
– –
-40,435
Closed -$11.5M
4 5 6
7
8

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L7C
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WBC
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Narwhal Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Narwhal Capital Management held 179 positions worth $793M, up 0.04% from $792M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Narwhal Capital Management deployed $28.8M of net new capital in Q3 2021, opening 11 new positions and adding to 51 existing holdings. Its largest new stake was BWX Technologies: 65,883 shares worth $3.55M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Datadog, an estimated $4.5M trimmed.

  • Narwhal Capital Management's largest Q3 2021 buy was BWX Technologies: 65,883 shares worth $3.55M.
  • Narwhal Capital Management added most to BlackRock Municipal 2030 Target Term Trust in Q3 2021, an estimated $3.04M increase.
  • Narwhal Capital Management's biggest Q3 2021 reduction was Datadog, cutting an estimated $4.5M.
  • Narwhal Capital Management fully exited Kansas City Southern in Q3 2021, selling an estimated $11.5M.
  • Narwhal Capital Management's ten largest holdings make up 39% of its $793M portfolio in Q3 2021.
  • Narwhal Capital Management opened 11 new positions and closed 17 in Q3 2021.
  • Narwhal Capital Management's portfolio value rose 0.04% quarter-over-quarter to $793M.

Based on Narwhal Capital Management's 13F filing for Q3 2021, filed 22 Oct 2021.