NCM

Narwhal Capital Management Portfolio holdings

AUM $1.25B
This Quarter Return
-0.47%
1 Year Return
+16.85%
3 Year Return
+85.16%
5 Year Return
+142.35%
10 Year Return
+320.31%
AUM
$791M
AUM Growth
+$375K
Cap. Flow
+$5.3M
Cap. Flow %
0.67%
Top 10 Hldgs %
38.82%
Holding
175
New
11
Increased
49
Reduced
65
Closed
16

Top Buys

1
BWXT icon
BWX Technologies
BWXT
$3.55M
2
IAA
IAA, Inc. Common Stock
IAA
$3.01M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
$2.96M
4
AMZN icon
Amazon
AMZN
$2.57M
5
IVV icon
iShares Core S&P 500 ETF
IVV
$2.32M

Top Sells

1
KSU
Kansas City Southern
KSU
$11.5M
2
DDOG icon
Datadog
DDOG
$5.03M
3
SRI icon
Stoneridge
SRI
$1.94M
4
NOW icon
ServiceNow
NOW
$1.49M
5
NVS icon
Novartis
NVS
$1.32M

Sector Composition

1 Technology 19.32%
2 Financials 10.52%
3 Communication Services 10.01%
4 Healthcare 9.8%
5 Consumer Discretionary 9.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NIM icon
151
Nuveen Select Maturities Municipal Fund
NIM
$114M
$144K 0.02%
13,275
– –
SPY icon
152
SPDR S&P 500 ETF Trust
SPY
$656B
$128K 0.02%
299
-39
-12% -$16.7K
JHAA
153
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
$108K 0.01%
+10,967
New +$108K
BGIO
154
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$104K 0.01%
20,000
– –
BFIIW
155
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$78K 0.01%
49,000
– –
FFAIW
156
Faraday Future Intelligent Electric Inc. Warrant
FFAIW
$5.42M
$59K 0.01%
35,000
– –
XXII
157
22nd Century Group
XXII
$6.62M
– –
0
– -$65K
LTCHW
158
DELISTED
Latch, Inc. Warrant expiring 6/4/2026
LTCHW
– –
-74,000
Closed -$259K
BUD icon
159
AB InBev
BUD
$116B
– –
-3,330
Closed -$240K
CNI icon
160
Canadian National Railway
CNI
$60.3B
– –
0
– –
PNQI icon
161
Invesco NASDAQ Internet ETF
PNQI
$799M
– –
-7,225
Closed -$371K
RIG icon
162
Transocean
RIG
$2.82B
– –
0
– –
T icon
163
AT&T
T
$208B
– –
-9,424
Closed -$205K
VGT icon
164
Vanguard Information Technology ETF
VGT
$99.1B
– –
-563
Closed -$225K
XLI icon
165
Industrial Select Sector SPDR Fund
XLI
$23B
– –
-2,157
Closed -$221K
AEPPZ
166
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
-3,999
Closed -$205K
ESSC
167
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
– –
-43,182
Closed -$436K
IS
168
DELISTED
ironSource Ltd.
IS
– –
-75,038
Closed -$788K
PIPP.WS
169
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
– –
-29,000
Closed -$35K
OCA.WS
170
DELISTED
Omnichannel Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A comm
OCA.WS
– –
-20,000
Closed -$20K
KSU
171
DELISTED
Kansas City Southern
KSU
– –
-40,435
Closed -$11.5M
GSAH.WS
172
DELISTED
GS Acquisition Holdings Corp II Redeemable Warrants, each whole warrant exercisable for one share of
GSAH.WS
– –
-105,130
Closed -$231K
FUSE.U
173
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
– –
-25,995
Closed -$275K
SRNGU
174
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
– –
-65,000
Closed -$688K
HIMS.WS
175
DELISTED
Hims & Hers Health, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an
HIMS.WS
– –
-30,000
Closed -$101K
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