NCM

Narwhal Capital Management Portfolio holdings

AUM $1.25B
1-Year Return 16.85%
This Quarter Return
+22.64%
1 Year Return
+16.85%
3 Year Return
+85.16%
5 Year Return
+142.35%
10 Year Return
+320.31%
AUM
$577M
AUM Growth
+$113M
Cap. Flow
+$33.4M
Cap. Flow %
5.78%
Top 10 Hldgs %
38.37%
Holding
146
New
18
Increased
51
Reduced
48
Closed
9

Top Buys

1
RTX icon
RTX Corp
RTX
$5.05M
2
DKNG icon
DraftKings
DKNG
$2.94M
3
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
$2.63M
4
BX icon
Blackstone
BX
$2.6M
5
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
$2.55M

Top Sells

1
RTN
Raytheon Company
RTN
$5.17M
2
T icon
AT&T
T
$1.13M
3
WFC icon
Wells Fargo
WFC
$857K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$780K
5
MXIM
Maxim Integrated Products
MXIM
$752K

Sector Composition

1 Technology 19.12%
2 Healthcare 10.49%
3 Communication Services 8.61%
4 Consumer Staples 8.51%
5 Financials 7.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OMC icon
126
Omnicom Group
OMC
$15.2B
$235K 0.04%
4,305
– –
LQD icon
127
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.6B
$221K 0.04%
1,640
-100
-6% -$13.5K
HIMS icon
128
Hims & Hers Health
HIMS
$10.9B
$213K 0.04%
20,900
+10,600
+103% +$108K
VO icon
129
Vanguard Mid-Cap ETF
VO
$87.4B
$212K 0.04%
+1,295
New +$212K
BFIIW
130
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$201K 0.03%
+49,000
New +$201K
NZF icon
131
Nuveen Municipal Credit Income Fund
NZF
$2.32B
$194K 0.03%
13,171
-29,136
-69% -$429K
BGIO
132
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$192K 0.03%
23,000
– –
FIV
133
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$167K 0.03%
20,195
-845
-4% -$6.99K
OAC.WS
134
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
$77K 0.01%
+58,500
New +$77K
GE icon
135
GE Aerospace
GE
$299B
$74K 0.01%
2,160
-73
-3% -$2.5K
SABA
136
Saba Capital Income & Opportunities Fund II
SABA
$257M
$56K 0.01%
5,191
+27
+0.5% +$291
FEAC.WS
137
DELISTED
Flying Eagle Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A com
FEAC.WS
$32K 0.01%
+10,670
New +$32K
BABA icon
138
Alibaba
BABA
$312B
– –
-1,345
Closed -$262K
BUD icon
139
AB InBev
BUD
$116B
– –
-7,199
Closed -$318K
IDV icon
140
iShares International Select Dividend ETF
IDV
$5.73B
– –
-9,015
Closed -$204K
IWR icon
141
iShares Russell Mid-Cap ETF
IWR
$44.5B
– –
-6,967
Closed -$301K
NLY icon
142
Annaly Capital Management
NLY
$14B
– –
-3,851
Closed -$78K
NWG icon
143
NatWest
NWG
$56.6B
– –
-109,386
Closed -$320K
VEU icon
144
Vanguard FTSE All-World ex-US ETF
VEU
$48.5B
– –
-18,055
Closed -$741K
DEACW
145
DELISTED
Diamond Eagle Acquisition Corp. Warrant
DEACW
– –
-114,994
Closed -$329K
RTN
146
DELISTED
Raytheon Company
RTN
– –
-39,385
Closed -$5.17M
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