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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+8%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$545M
AUM Growth
+$47.6M
Cap. Flow
+$12.2M
Cap. Flow %
2.25%
Top 10 Hldgs %
37.56%
Holding
145
New
6
Increased
49
Reduced
51
Closed
6

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$11.2M
2
GLD icon
SPDR Gold Trust
GLD
+$3.88M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.7M
4
HD icon
Home Depot
HD
+$1.14M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$929K

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$2.49M
2
BUD icon
AB InBev
BUD
+$1.7M
3
UNH icon
UnitedHealth
UNH
+$1.55M
4
VDE icon
Vanguard Energy ETF
VDE
+$1.08M
5
BA icon
Boeing
BA
+$846K

Sector Composition

Rank Sector Weight
1 Technology 15.42%
2 Healthcare 10.25%
3 Financials 9.34%
4 Communication Services 8.93%
5 Industrials 8.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYH icon
126
iShares US Healthcare ETF
IYH
$3.54B
$248K 0.05%
5,750
– –
LQD icon
127
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$245K 0.05%
1,911
-50
-3% -$6.37K
VO icon
128
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$231K 0.04%
5,180
-776
-13% -$33.3K
BGIO
129
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$227K 0.04%
+23,000
New +$221K
FIV
130
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$219K 0.04%
23,870
+220
+0.9% +$1.98K
IJJ icon
131
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
$218K 0.04%
2,552
– –
XLF icon
132
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$210K 0.04%
+6,809
New +$200K
AOR icon
133
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$201K 0.04%
+4,200
New +$197K
CX icon
134
Cemex
CX
$16.3B
$165K 0.03%
43,684
-38,332
-47% -$146K
BTZ icon
135
BlackRock Credit Allocation Income Trust
BTZ
$956M
$161K 0.03%
11,499
+139
+1% +$1.9K
MUA icon
136
BlackRock MuniAssets Fund
MUA
$522M
$154K 0.03%
10,149
– –
GE icon
137
CALL
GE Aerospace
GE
$384B
$101K 0.02%
26,384
-5,016
-16% -$259K
SABA
138
Saba Capital Income & Opportunities Fund II
SABA
$223M
$65K 0.01%
5,264
+76
+1% +$916
VMC icon
139
PUT
Vulcan Materials
VMC
$36.9B
$22K ﹤0.01%
19,000
+3,000
+19% +$429K
BKT icon
140
BlackRock Income Trust
BKT
$341M
– –
-4,308
Closed -$79K
BSV icon
141
Vanguard Short-Term Bond ETF
BSV
$44.6B
– –
-2,500
Closed -$202K
DWX icon
142
State Street SPDR S&P International Dividend ETF
DWX
$533M
– –
-6,879
Closed -$268K
SPY icon
143
State Street SPDR S&P 500 ETF Trust
SPY
$823B
– –
-609
Closed -$181K
SPY icon
144
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
– –
-96,000
Closed -$382K
AIG.WS
145
DELISTED
American International Group, Inc.
AIG.WS
– –
-10,069
Closed -$144K
2 3 4 5
6

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VIP
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CHAM
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HTI
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SWP
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L7C
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WBC
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Narwhal Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Narwhal Capital Management held 145 positions worth $545M, up 9.6% from $497M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Narwhal Capital Management's Q4 2019 filing shows 6 new, 49 increased, 51 reduced and 6 closed positions. Its largest new stake was iShares Gold Trust: 394,069 shares worth $11.4M. The largest sale was ExxonMobil, an estimated $2.49M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

  • Narwhal Capital Management's largest Q4 2019 buy was iShares Gold Trust: 394,069 shares worth $11.4M.
  • Narwhal Capital Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $1.7M increase.
  • Narwhal Capital Management's biggest Q4 2019 reduction was ExxonMobil, cutting an estimated $2.49M.
  • Narwhal Capital Management fully exited State Street SPDR S&P International Dividend ETF in Q4 2019, selling an estimated $268K.
  • Narwhal Capital Management's ten largest holdings make up 38% of its $545M portfolio in Q4 2019.
  • Narwhal Capital Management opened 6 new positions and closed 6 in Q4 2019.
  • Narwhal Capital Management's portfolio value rose 9.6% quarter-over-quarter to $545M.

Based on Narwhal Capital Management's 13F filing for Q4 2019, filed 31 Jan 2020.