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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$497M
AUM Growth
+$14M
Cap. Flow
+$31.5M
Cap. Flow %
6.33%
Top 10 Hldgs %
37.12%
Holding
146
New
12
Increased
40
Reduced
59
Closed
7

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.1M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.42M
3
BLK icon
Blackrock
BLK
+$2.78M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$2.29M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.09M

Top Sells

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$9.94M
2
BX icon
Blackstone
BX
+$4.74M
3
GLD icon
SPDR Gold Trust
GLD
+$3.57M
4
NLY icon
Annaly Capital Management
NLY
+$1.67M
5
MO icon
Altria Group
MO
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 14.52%
2 Industrials 9.89%
3 Healthcare 9.87%
4 Financials 9.16%
5 Communication Services 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
126
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$250K 0.05%
5,956
– –
IWM icon
127
iShares Russell 2000 ETF
IWM
$83B
$233K 0.05%
1,540
– –
IYH icon
128
iShares US Healthcare ETF
IYH
$3.54B
$217K 0.04%
5,750
– –
FIV
129
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$209K 0.04%
23,650
+6,960
+42% +$62K
IJJ icon
130
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
$204K 0.04%
2,552
– –
BSV icon
131
Vanguard Short-Term Bond ETF
BSV
$44.6B
$202K 0.04%
+2,500
New +$202K
SPY icon
132
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$181K 0.04%
+609
New +$180K
MUA icon
133
BlackRock MuniAssets Fund
MUA
$522M
$157K 0.03%
10,149
– –
BTZ icon
134
BlackRock Credit Allocation Income Trust
BTZ
$956M
$155K 0.03%
11,360
-638
-5% -$8.58K
AIG.WS
135
DELISTED
American International Group, Inc.
AIG.WS
$144K 0.03%
10,069
– –
BKT icon
136
BlackRock Income Trust
BKT
$341M
$79K 0.02%
4,308
-759
-15% -$13.8K
SABA
137
Saba Capital Income & Opportunities Fund II
SABA
$223M
$64K 0.01%
5,188
+76
+1% +$953
VMC icon
138
PUT
Vulcan Materials
VMC
$36.9B
$63K 0.01%
+16,000
New +$2.26M
GE icon
139
CALL
GE Aerospace
GE
$384B
$59K 0.01%
31,400
– –
ALC icon
140
Alcon
ALC
$35B
– –
-3,410
Closed -$212K
BX icon
141
Blackstone
BX
$110B
– –
-106,805
Closed -$4.74M
EFV icon
142
iShares MSCI EAFE Value ETF
EFV
$29.4B
– –
-14,456
Closed -$695K
GLD icon
143
SPDR Gold Trust
GLD
$141B
– –
-26,786
Closed -$3.57M
IAU icon
144
iShares Gold Trust
IAU
$67.5B
– –
-368,153
Closed -$9.94M
PAA icon
145
Plains All American Pipeline
PAA
$16.1B
– –
-20,075
Closed -$489K
TAP icon
146
Molson Coors Class B
TAP
$8.09B
– –
-24,996
Closed -$1.4M
2 3 4 5
6

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SIA
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VIP
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SIM
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CHAM
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HTI
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SWP
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L7C
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WBC
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Narwhal Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Narwhal Capital Management held 146 positions worth $497M, up 2.9% from $483M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Narwhal Capital Management deployed $31.5M of net new capital in Q3 2019, opening 12 new positions and adding to 40 existing holdings. Its largest new stake was iShares S&P 500 Growth ETF: 164,140 shares worth $7.39M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Annaly Capital Management, an estimated $1.67M trimmed.

  • Narwhal Capital Management's largest Q3 2019 buy was iShares S&P 500 Growth ETF: 164,140 shares worth $7.39M.
  • Narwhal Capital Management added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $11.1M increase.
  • Narwhal Capital Management's biggest Q3 2019 reduction was Annaly Capital Management, cutting an estimated $1.67M.
  • Narwhal Capital Management fully exited iShares Gold Trust in Q3 2019, selling an estimated $9.94M.
  • Narwhal Capital Management's ten largest holdings make up 37% of its $497M portfolio in Q3 2019.
  • Narwhal Capital Management opened 12 new positions and closed 7 in Q3 2019.
  • Narwhal Capital Management's portfolio value rose 2.9% quarter-over-quarter to $497M.

Based on Narwhal Capital Management's 13F filing for Q3 2019, filed 31 Oct 2019.