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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+5.32%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$453M
AUM Growth
+$23.4M
Cap. Flow
+$5.78M
Cap. Flow %
1.27%
Top 10 Hldgs %
31.39%
Holding
145
New
5
Increased
52
Reduced
50
Closed
3

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.04M
2
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$2.66M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$1.94M
4
DIS icon
Walt Disney
DIS
+$1.59M
5
NLY icon
Annaly Capital Management
NLY
+$1.43M

Top Sells

Rank Stock Value
1
DELL icon
Dell
DELL
+$1.9M
2
IBM icon
IBM
IBM
+$1.75M
3
ORCL icon
Oracle
ORCL
+$1.47M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$1.36M
5
GLD icon
SPDR Gold Trust
GLD
+$1.24M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 12.11%
3 Healthcare 11.78%
4 Industrials 10.21%
5 Communication Services 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
126
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$407K 0.09%
2,505
– –
PEGI
127
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$405K 0.09%
20,375
-26,925
-57% -$520K
PNR icon
128
Pentair
PNR
$11B
$378K 0.08%
8,724
– –
VCIT icon
129
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$317K 0.07%
3,795
-16,176
-81% -$1.36M
OMC icon
130
Omnicom Group
OMC
$23.4B
$293K 0.06%
4,305
– –
BRK.B icon
131
Berkshire Hathaway Class B
BRK.B
$1.13T
$290K 0.06%
1,355
– –
XLV icon
132
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$285K 0.06%
3,000
– –
BKK
133
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$258K 0.06%
+17,398
New +$261K
LQD icon
134
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$250K 0.06%
2,175
– –
NIM icon
135
Nuveen Select Maturities Municipal Fund
NIM
$117M
$248K 0.05%
25,904
-636
-2% -$6.17K
VO icon
136
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$244K 0.05%
5,956
-48
-0.8% -$1.96K
BPK
137
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$239K 0.05%
15,859
-753
-5% -$11.3K
IYH icon
138
iShares US Healthcare ETF
IYH
$3.54B
$233K 0.05%
5,750
– –
IJJ icon
139
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
$209K 0.05%
2,500
– –
BTZ icon
140
BlackRock Credit Allocation Income Trust
BTZ
$956M
$155K 0.03%
12,687
+99
+0.8% +$1.21K
AIG.WS
141
DELISTED
American International Group, Inc.
AIG.WS
$147K 0.03%
10,069
– –
GE icon
142
CALL
GE Aerospace
GE
$384B
$24K 0.01%
+12,833
New +$791K
DELL icon
143
Dell
DELL
$293B
– –
-80,105
Closed -$1.9M
SPR
144
DELISTED
Spirit AeroSystems
SPR
– –
-3,030
Closed -$260K
TJX icon
145
TJX Companies
TJX
$178B
– –
-23,876
Closed -$1.14M
2 3 4 5
6

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VIP
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SIM
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CHAM
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HTI
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SWP
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L7C
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WBC
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Narwhal Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Narwhal Capital Management held 145 positions worth $453M, up 5.4% from $430M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Narwhal Capital Management's Q3 2018 filing shows 5 new, 52 increased, 50 reduced and 3 closed positions. Its largest new stake was Vanguard Real Estate ETF: 6,517 shares worth $526K. The largest sale was Dell, an estimated $1.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Narwhal Capital Management's largest Q3 2018 buy was Vanguard Real Estate ETF: 6,517 shares worth $526K.
  • Narwhal Capital Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $4.04M increase.
  • Narwhal Capital Management's biggest Q3 2018 reduction was IBM, cutting an estimated $1.75M.
  • Narwhal Capital Management fully exited Dell in Q3 2018, selling an estimated $1.9M.
  • Narwhal Capital Management's ten largest holdings make up 31% of its $453M portfolio in Q3 2018.
  • Narwhal Capital Management opened 5 new positions and closed 3 in Q3 2018.
  • Narwhal Capital Management's portfolio value rose 5.4% quarter-over-quarter to $453M.

Based on Narwhal Capital Management's 13F filing for Q3 2018, filed 23 Oct 2018.