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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+5.25%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$435M
AUM Growth
+$31.6M
Cap. Flow
+$12.6M
Cap. Flow %
2.89%
Top 10 Hldgs %
28.37%
Holding
157
New
10
Increased
69
Reduced
42
Closed
10

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$2.63M
2
ABT icon
Abbott
ABT
+$2.55M
3
JCI icon
Johnson Controls International
JCI
+$1.93M
4
AAPL icon
Apple
AAPL
+$1.7M
5
PG icon
Procter & Gamble
PG
+$1.49M

Top Sells

Rank Stock Value
1
VMC icon
Vulcan Materials
VMC
+$9.94M
2
CVS icon
CVS Health
CVS
+$1.86M
3
HCA icon
HCA Healthcare
HCA
+$1.76M
4
DIS icon
Walt Disney
DIS
+$1.69M
5
CELG
Celgene Corp
CELG
+$1.29M

Sector Composition

Rank Sector Weight
1 Technology 14.1%
2 Financials 12.7%
3 Healthcare 10.25%
4 Industrials 9.4%
5 Communication Services 8.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
126
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$370K 0.09%
2,505
+360
+17% +$52.1K
VGT icon
127
Vanguard Information Technology ETF
VGT
$149B
$366K 0.08%
+17,792
New +$361K
CVS icon
128
CVS Health
CVS
$122B
$363K 0.08%
5,000
-25,565
-84% -$1.86M
CFG icon
129
Citizens Financial Group
CFG
$30.6B
$357K 0.08%
8,500
– –
VDC icon
130
Vanguard Consumer Staples ETF
VDC
$7.99B
$353K 0.08%
2,420
+233
+11% +$32.9K
VTV icon
131
Vanguard Morningstar Value ETF
VTV
$191B
$351K 0.08%
3,300
– –
ITA icon
132
iShares US Aerospace & Defense ETF
ITA
$14.7B
$329K 0.08%
3,500
-700
-17% -$64K
BRK.B icon
133
Berkshire Hathaway Class B
BRK.B
$1.13T
$318K 0.07%
1,605
– –
IVE icon
134
iShares S&P 500 Value ETF
IVE
$49.8B
$315K 0.07%
2,757
-43
-2% -$4.76K
OMC icon
135
Omnicom Group
OMC
$23.4B
$314K 0.07%
4,305
– –
IDU icon
136
iShares US Utilities ETF
IDU
$1.4B
$306K 0.07%
4,610
– –
LQD icon
137
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$289K 0.07%
2,375
– –
WPG
138
DELISTED
Washington Prime Group Inc.
WPG
$283K 0.07%
+4,411
New +$300K
KSU
139
DELISTED
Kansas City Southern
KSU
$251K 0.06%
+2,390
New +$255K
XLV icon
140
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$248K 0.06%
3,000
– –
BPK
141
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$245K 0.06%
16,612
-3,275
-16% -$48.9K
NIM icon
142
Nuveen Select Maturities Municipal Fund
NIM
$117M
$242K 0.06%
24,265
– –
VO icon
143
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$233K 0.05%
6,028
-6,640
-52% -$251K
SMG icon
144
ScottsMiracle-Gro
SMG
$3.66B
$214K 0.05%
+2,000
New +$200K
IJJ icon
145
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
$200K 0.05%
+2,500
New +$195K
IYH icon
146
iShares US Healthcare ETF
IYH
$3.54B
$200K 0.05%
+5,750
New +$200K
BTZ icon
147
BlackRock Credit Allocation Income Trust
BTZ
$956M
$166K 0.04%
12,432
-5,383
-30% -$71.9K
AVNS
148
DELISTED
Avanos Medical
AVNS
– –
-14,225
Closed -$641K
FDX icon
149
FedEx
FDX
$75.4B
– –
-1,050
Closed -$237K
JPC icon
150
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
– –
-15,443
Closed -$163K
3 4 5
6
7

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Narwhal Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Narwhal Capital Management held 157 positions worth $435M, up 7.8% from $403M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Narwhal Capital Management's Q4 2017 filing shows 10 new, 69 increased, 42 reduced and 10 closed positions. Its largest new stake was Abbott: 45,967 shares worth $2.62M. The largest sale was Vulcan Materials, an estimated $9.94M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Narwhal Capital Management's largest Q4 2017 buy was Abbott: 45,967 shares worth $2.62M.
  • Narwhal Capital Management added most to UnitedHealth in Q4 2017, an estimated $2.63M increase.
  • Narwhal Capital Management's biggest Q4 2017 reduction was Vulcan Materials, cutting an estimated $9.94M.
  • Narwhal Capital Management fully exited Celgene Corp in Q4 2017, selling an estimated $1.29M.
  • Narwhal Capital Management's ten largest holdings make up 28% of its $435M portfolio in Q4 2017.
  • Narwhal Capital Management opened 10 new positions and closed 10 in Q4 2017.
  • Narwhal Capital Management's portfolio value rose 7.8% quarter-over-quarter to $435M.

Based on Narwhal Capital Management's 13F filing for Q4 2017, filed 23 Jan 2018.