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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$332M
AUM Growth
+$12.8M
Cap. Flow
+$748K
Cap. Flow %
0.23%
Top 10 Hldgs %
32.83%
Holding
147
New
12
Increased
56
Reduced
43
Closed
7

Top Buys

Rank Stock Value
1
NVS icon
Novartis
NVS
+$2.03M
2
NXPI icon
NXP Semiconductors
NXPI
+$1.48M
3
BIDU icon
Baidu
BIDU
+$1.06M
4
WFC icon
Wells Fargo
WFC
+$1M
5
AMGN icon
Amgen
AMGN
+$849K

Top Sells

Rank Stock Value
1
VMC icon
Vulcan Materials
VMC
+$8.27M
2
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.2M
3
LLL
L3 Technologies, Inc.
LLL
+$1.67M
4
AMSG
Amsurg Corp
AMSG
+$1.11M
5
CB icon
Chubb
CB
+$969K

Sector Composition

Rank Sector Weight
1 Materials 13.63%
2 Financials 12.32%
3 Technology 11.46%
4 Industrials 9.66%
5 Healthcare 9.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITA icon
126
iShares US Aerospace & Defense ETF
ITA
$14.7B
$344K 0.1%
4,900
– –
JPC icon
127
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$342K 0.1%
34,728
+252
+0.7% +$2.41K
BXMT icon
128
Blackstone Mortgage Trust
BXMT
$2.38B
$320K 0.1%
10,630
-1,000
-9% -$29.8K
VUG icon
129
Vanguard Morningstar Growth ETF
VUG
$231B
$312K 0.09%
16,800
– –
VTV icon
130
Vanguard Morningstar Value ETF
VTV
$191B
$307K 0.09%
3,300
– –
CFG icon
131
Citizens Financial Group
CFG
$30.6B
$303K 0.09%
8,500
-4,000
-32% -$121K
BPK
132
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$298K 0.09%
19,887
-675
-3% -$10.2K
LQD icon
133
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$286K 0.09%
2,440
– –
IDU icon
134
iShares US Utilities ETF
IDU
$1.4B
$281K 0.08%
4,610
+410
+10% +$24.5K
IDV icon
135
iShares International Select Dividend ETF
IDV
$8.51B
$281K 0.08%
9,522
+1,777
+23% +$52K
BABA icon
136
Alibaba
BABA
$308B
$279K 0.08%
3,175
+150
+5% +$14.4K
NIM icon
137
Nuveen Select Maturities Municipal Fund
NIM
$117M
$249K 0.08%
25,515
– –
MU icon
138
Micron Technology
MU
$991B
$241K 0.07%
+10,995
New +$207K
IVE icon
139
iShares S&P 500 Value ETF
IVE
$49.8B
$238K 0.07%
2,350
– –
VB icon
140
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$226K 0.07%
1,755
– –
EFA icon
141
iShares MSCI EAFE ETF
EFA
$80.2B
– –
-11,268
Closed -$666K
FLO icon
142
Flowers Foods
FLO
$1.57B
– –
-49,350
Closed -$746K
PAA icon
143
Plains All American Pipeline
PAA
$16.1B
– –
-27,300
Closed -$857K
LLL
144
DELISTED
L3 Technologies, Inc.
LLL
– –
-11,050
Closed -$1.67M
ESRX
145
DELISTED
Express Scripts Holding Company
ESRX
– –
-10,850
Closed -$765K
AMSG
146
DELISTED
Amsurg Corp
AMSG
– –
-16,500
Closed -$1.11M
FM
147
DELISTED
iShares Frontier and Select EM ETF
FM
– –
-13,100
Closed -$336K
2 3 4 5
6

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VIP
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SIM
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CHAM
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HTI
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SWP
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L7C
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WBC
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Narwhal Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Narwhal Capital Management held 147 positions worth $332M, up 4% from $319M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Narwhal Capital Management's Q4 2016 filing shows 12 new, 56 increased, 43 reduced and 7 closed positions. Its largest new stake was Nike: 15,825 shares worth $804K. The largest sale was Vulcan Materials, an estimated $8.27M.

By sector, the portfolio is most concentrated in Materials at 14% of assets, down from 15% a quarter earlier, followed by Financials and Technology.

  • Narwhal Capital Management's largest Q4 2016 buy was Nike: 15,825 shares worth $804K.
  • Narwhal Capital Management added most to Novartis in Q4 2016, an estimated $2.03M increase.
  • Narwhal Capital Management's biggest Q4 2016 reduction was Vulcan Materials, cutting an estimated $8.27M.
  • Narwhal Capital Management fully exited L3 Technologies, Inc. in Q4 2016, selling an estimated $1.67M.
  • Narwhal Capital Management's ten largest holdings make up 33% of its $332M portfolio in Q4 2016.
  • Narwhal Capital Management opened 12 new positions and closed 7 in Q4 2016.
  • Narwhal Capital Management's portfolio value rose 4% quarter-over-quarter to $332M.

Based on Narwhal Capital Management's 13F filing for Q4 2016, filed 25 Jan 2017.