We are live on ! Find out more
NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$319M
AUM Growth
+$979K
Cap. Flow
-$2.26M
Cap. Flow %
-0.71%
Top 10 Hldgs %
33.74%
Holding
141
New
10
Increased
35
Reduced
34
Closed
6

Top Buys

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$1.72M
2
FLO icon
Flowers Foods
FLO
+$818K
3
IAU icon
iShares Gold Trust
IAU
+$795K
4
CCMP
CMC Materials, Inc. Common Stock
CCMP
+$668K
5
OA
Orbital ATK, Inc.
OA
+$667K

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$2.56M
2
BAC icon
Bank of America
BAC
+$1.87M
3
AAPL icon
Apple
AAPL
+$1.29M
4
ESRX
Express Scripts Holding Company
ESRX
+$816K
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$659K

Sector Composition

Rank Sector Weight
1 Materials 15.17%
2 Technology 11.11%
3 Financials 10.49%
4 Healthcare 10.27%
5 Industrials 9.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIM icon
126
Nuveen Select Maturities Municipal Fund
NIM
$117M
$273K 0.09%
25,515
-1,000
-4% -$10.8K
SBUX icon
127
Starbucks
SBUX
$120B
$265K 0.08%
4,890
– –
IDU icon
128
iShares US Utilities ETF
IDU
$1.4B
$257K 0.08%
4,200
– –
BAC.WS.A
129
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$249K 0.08%
54,000
+5,000
+10% +$20.7K
IDV icon
130
iShares International Select Dividend ETF
IDV
$8.51B
$232K 0.07%
7,745
– –
IVE icon
131
iShares S&P 500 Value ETF
IVE
$49.8B
$223K 0.07%
2,350
-1,500
-39% -$143K
VB icon
132
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$214K 0.07%
+1,755
New +$212K
GME icon
133
GameStop
GME
$8.6B
$201K 0.06%
+29,140
New +$212K
CELG
134
DELISTED
Celgene Corp
CELG
$201K 0.06%
+1,920
New +$208K
NWG icon
135
NatWest
NWG
$76.4B
$92K 0.03%
18,246
+5,107
+39% +$27.3K
BAC icon
136
Bank of America
BAC
$442B
– –
-141,225
Closed -$1.87M
BAC.PRL icon
137
Bank of America Series L
BAC.PRL
$3.99B
– –
-552
Closed -$659K
FSLR icon
138
First Solar
FSLR
$26.9B
– –
-12,400
Closed -$601K
JCI icon
139
Johnson Controls International
JCI
$92.2B
– –
-12,033
Closed -$558K
TWTR
140
DELISTED
Twitter, Inc.
TWTR
– –
-18,695
Closed -$316K
EMC
141
DELISTED
EMC CORPORATION
EMC
– –
-94,150
Closed -$2.56M
2 3 4 5
6

Similar funds

SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
SIM
SSI Investment Management Los Angeles, California $1.45B AUM 5.8% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return

Narwhal Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Narwhal Capital Management held 141 positions worth $319M, up 0.31% from $318M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Narwhal Capital Management's Q3 2016 filing shows 10 new, 35 increased, 34 reduced and 6 closed positions. Its largest new stake was Wells Fargo: 35,975 shares worth $1.59M. The largest sale was EMC CORPORATION, an estimated $2.56M.

By sector, the portfolio is most concentrated in Materials at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • Narwhal Capital Management's largest Q3 2016 buy was Wells Fargo: 35,975 shares worth $1.59M.
  • Narwhal Capital Management added most to iShares Gold Trust in Q3 2016, an estimated $795K increase.
  • Narwhal Capital Management's biggest Q3 2016 reduction was Apple, cutting an estimated $1.29M.
  • Narwhal Capital Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $2.56M.
  • Narwhal Capital Management's ten largest holdings make up 34% of its $319M portfolio in Q3 2016.
  • Narwhal Capital Management opened 10 new positions and closed 6 in Q3 2016.
  • Narwhal Capital Management's portfolio value rose 0.31% quarter-over-quarter to $319M.

Based on Narwhal Capital Management's 13F filing for Q3 2016, filed 31 Oct 2016.