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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+0.62%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$249M
AUM Growth
-$12.4M
Cap. Flow
-$12.5M
Cap. Flow %
-5.02%
Top 10 Hldgs %
29.24%
Holding
146
New
7
Increased
33
Reduced
38
Closed
12

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$2.31M
2
AAP icon
Advance Auto Parts
AAP
+$1.59M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$1.5M
4
DEO icon
Diageo
DEO
+$1.3M
5
CLF icon
Cleveland-Cliffs
CLF
+$1.03M

Top Sells

Rank Stock Value
1
TUP
Tupperware Brands Corporation
TUP
+$1.8M
2
LUMN icon
Lumen
LUMN
+$1.48M
3
YHOO
Yahoo Inc
YHOO
+$1.36M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$1.11M
5
HD icon
Home Depot
HD
+$1.03M

Sector Composition

Rank Sector Weight
1 Materials 11.84%
2 Healthcare 11.65%
3 Technology 11.15%
4 Industrials 10.73%
5 Financials 9.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GME icon
126
GameStop
GME
$8.6B
$284K 0.11%
27,600
– –
TRV icon
127
Travelers Companies
TRV
$80.2B
$282K 0.11%
3,000
-200
-6% -$18.6K
IYR icon
128
iShares US Real Estate ETF
IYR
$4.65B
$277K 0.11%
4,000
– –
NIM icon
129
Nuveen Select Maturities Municipal Fund
NIM
$117M
$277K 0.11%
26,515
– –
IWR icon
130
iShares Russell Mid-Cap ETF
IWR
$57.4B
$253K 0.1%
6,400
-700
-10% -$28.2K
IOO icon
131
iShares Global 100 ETF
IOO
$9.25B
$240K 0.1%
6,200
– –
SPY icon
132
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$240K 0.1%
1,217
-900
-43% -$178K
IDU icon
133
iShares US Utilities ETF
IDU
$1.4B
$221K 0.09%
4,200
– –
TFC icon
134
Truist Financial
TFC
$64B
$213K 0.09%
5,722
-500
-8% -$18.9K
AES icon
135
AES
AES
$10.5B
– –
-57,250
Closed -$890K
BKLN icon
136
Invesco Senior Loan ETF
BKLN
$6.81B
– –
-32,300
Closed -$803K
EWJ icon
137
iShares MSCI Japan ETF
EWJ
$23B
– –
-23,051
Closed -$1.11M
EZU icon
138
iShare MSCI Eurozone ETF
EZU
$9.91B
– –
-9,300
Closed -$394K
FSLR icon
139
First Solar
FSLR
$26.9B
– –
-5,800
Closed -$412K
LUMN icon
140
Lumen
LUMN
$6.44B
– –
-40,840
Closed -$1.48M
MCD icon
141
McDonald's
MCD
$195B
– –
-9,725
Closed -$980K
MU icon
142
PUT
Micron Technology
MU
$991B
– –
-25,000
Closed -$824K
RIG icon
143
Transocean
RIG
$5.82B
– –
-18,893
Closed -$851K
SPY icon
144
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
– –
-40,000
Closed -$7.83M
TUP
145
DELISTED
Tupperware Brands Corporation
TUP
– –
-21,550
Closed -$1.8M
YHOO
146
DELISTED
Yahoo Inc
YHOO
– –
-38,700
Closed -$1.36M
2 3 4 5
6

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VIP
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SIM
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CHAM
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HTI
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SWP
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L7C
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WBC
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Narwhal Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Narwhal Capital Management held 146 positions worth $249M, down 4.7% from $261M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Narwhal Capital Management withdrew a net $12.5M in Q3 2014, closing 12 positions and reducing 38 holdings. Its most notable exit was Tupperware Brands Corporation, an estimated $1.8M position sold in full.

By sector, the portfolio is most concentrated in Materials at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Narwhal Capital Management opened a new position in Advance Auto Parts worth $1.58M.

  • Narwhal Capital Management's largest Q3 2014 buy was Advance Auto Parts: 12,109 shares worth $1.58M.
  • Narwhal Capital Management added most to GE Aerospace in Q3 2014, an estimated $2.31M increase.
  • Narwhal Capital Management's biggest Q3 2014 reduction was Home Depot, cutting an estimated $1.03M.
  • Narwhal Capital Management fully exited Tupperware Brands Corporation in Q3 2014, selling an estimated $1.8M.
  • Narwhal Capital Management's ten largest holdings make up 29% of its $249M portfolio in Q3 2014.
  • Narwhal Capital Management opened 7 new positions and closed 12 in Q3 2014.
  • Narwhal Capital Management's portfolio value fell 4.7% quarter-over-quarter to $249M.

Based on Narwhal Capital Management's 13F filing for Q3 2014, filed 12 Nov 2014.