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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$243M
AUM Growth
+$34M
Cap. Flow
+$14.8M
Cap. Flow %
6.1%
Top 10 Hldgs %
29.73%
Holding
147
New
14
Increased
39
Reduced
51
Closed
13

Top Buys

Rank Stock Value
1
VMC icon
Vulcan Materials
VMC
+$3.23M
2
GLD icon
SPDR Gold Trust
GLD
+$1.84M
3
UL icon
Unilever
UL
+$1.58M
4
CB icon
Chubb
CB
+$1.3M
5
EBAY icon
eBay
EBAY
+$1.14M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.48M
2
FFIV icon
F5
FFIV
+$1.44M
3
TCP
TC Pipelines LP
TCP
+$1.42M
4
IYF icon
iShares US Financials ETF
IYF
+$975K
5
AFL icon
Aflac
AFL
+$973K

Sector Composition

Rank Sector Weight
1 Materials 12.83%
2 Healthcare 10.9%
3 Technology 10.47%
4 Energy 10.44%
5 Financials 9.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWR icon
126
iShares Russell Mid-Cap ETF
IWR
$57.4B
$274K 0.11%
7,300
-800
-10% -$28.9K
EEM icon
127
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$267K 0.11%
6,400
+250
+4% +$10.5K
VXF icon
128
Vanguard Extended Market ETF
VXF
$31.7B
$265K 0.11%
3,200
– –
IYR icon
129
iShares US Real Estate ETF
IYR
$4.65B
$252K 0.1%
4,000
– –
IOO icon
130
iShares Global 100 ETF
IOO
$9.25B
$239K 0.1%
+6,200
New +$233K
SWKS icon
131
Skyworks Solutions
SWKS
$10.6B
$234K 0.1%
+8,200
New +$215K
TRV icon
132
Travelers Companies
TRV
$80.2B
$226K 0.09%
2,500
-300
-11% -$26.2K
EWJ icon
133
iShares MSCI Japan ETF
EWJ
$23B
$206K 0.08%
4,250
+250
+6% +$11.9K
IDU icon
134
iShares US Utilities ETF
IDU
$1.4B
$206K 0.08%
4,300
– –
AFL icon
135
Aflac
AFL
$62.6B
– –
-31,400
Closed -$973K
FFIV icon
136
F5
FFIV
$22.7B
– –
-16,830
Closed -$1.44M
FTNT icon
137
Fortinet
FTNT
$117B
– –
-90,000
Closed -$365K
IJJ icon
138
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
– –
-4,400
Closed -$238K
IYF icon
139
iShares US Financials ETF
IYF
$4.61B
– –
-26,600
Closed -$975K
LH icon
140
Labcorp
LH
$25.9B
– –
-5,471
Closed -$466K
MDLZ icon
141
Mondelez International
MDLZ
$79.9B
– –
-28,500
Closed -$895K
RCI icon
142
Rogers Communications
RCI
$18.6B
– –
-15,025
Closed -$646K
SUB icon
143
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
– –
-4,000
Closed -$425K
VZ icon
144
Verizon
VZ
$196B
– –
-20,150
Closed -$941K
WU icon
145
Western Union
WU
$2.21B
– –
-10,000
Closed -$187K
TCP
146
DELISTED
TC Pipelines LP
TCP
– –
-29,200
Closed -$1.42M
S
147
CALL
DELISTED
Sprint Corporation
S
– –
-70,000
Closed -$435K
2 3 4 5
6

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VIP
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SIM
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CHAM
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HTI
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SWP
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L7C
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WBC
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Narwhal Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Narwhal Capital Management held 147 positions worth $243M, up 16% from $209M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Narwhal Capital Management deployed $14.8M of net new capital in Q4 2013, opening 14 new positions and adding to 39 existing holdings. Its largest new stake was Unilever: 35,244 shares worth $1.63M.

By sector, the portfolio is most concentrated in Materials at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $1.48M trimmed.

  • Narwhal Capital Management's largest Q4 2013 buy was Unilever: 35,244 shares worth $1.63M.
  • Narwhal Capital Management added most to Vulcan Materials in Q4 2013, an estimated $3.23M increase.
  • Narwhal Capital Management's biggest Q4 2013 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $1.48M.
  • Narwhal Capital Management fully exited F5 in Q4 2013, selling an estimated $1.44M.
  • Narwhal Capital Management's ten largest holdings make up 30% of its $243M portfolio in Q4 2013.
  • Narwhal Capital Management opened 14 new positions and closed 13 in Q4 2013.
  • Narwhal Capital Management's portfolio value rose 16% quarter-over-quarter to $243M.

Based on Narwhal Capital Management's 13F filing for Q4 2013, filed 4 Feb 2014.