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NCM
Narwhal Capital Management Portfolio holdings
AUM
$1.45B
1-Year Est. Return
28.39%
This Fund
S&P 500
This Quarter
Est. Return
+4.45%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$209M
AUM Growth
+$1.65M
(+0.8%)
Cap. Flow
-$6.4M
Cap. Flow
% of AUM
-3.06%
Top 10 Holdings %
Top 10 Hldgs %
26.3%
Holding
138
New
6
Increased
33
Reduced
49
Closed
5
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Oracle
ORCL
|
+$1.17M |
| 2 |
PepsiCo
PEP
|
+$875K |
| 3 |
Rogers Communications
RCI
|
+$611K |
| 4 |
iShares MSCI EAFE Value ETF
EFV
|
+$533K |
| 5 |
Southern Company
SO
|
+$429K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
|
+$1.61M |
| 2 |
LLL
L3 Technologies, Inc.
LLL
|
+$1.29M |
| 3 |
Assured Guaranty
AGO
|
+$975K |
| 4 |
IBM
IBM
|
+$800K |
| 5 |
iShares Short-Term National Muni Bond ETF
SUB
|
+$528K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Materials | 11.78% |
| 2 | Energy | 11.68% |
| 3 | Healthcare | 11.56% |
| 4 | Technology | 11.23% |
| 5 | Industrials | 9.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
iShares MSCI Emerging Markets ETF
EEM
$29.5B
| $251K | 0.12% |
+6,150
| New | +$244K |
|
127
Vanguard Extended Market ETF
VXF
$31.7B
| $247K | 0.12% |
3,200
| – | – |
|
128
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
| $238K | 0.11% |
4,400
| – | – |
|
129
Travelers Companies
TRV
$80.2B
| $237K | 0.11% |
2,800
| – | – |
|
130
First Solar
FSLR
$26.9B
| $233K | 0.11% |
5,800
| – | – |
|
131
iShares US Utilities ETF
IDU
$1.4B
| $202K | 0.1% |
4,300
| – | – |
|
132
iShares MSCI Japan ETF
EWJ
$23B
| $191K | 0.09% |
4,000
| – | – |
|
133
Western Union
WU
$2.21B
| $187K | 0.09% |
10,000
| – | – |
|
|
134
Assured Guaranty
AGO
$3.34B
| – | – |
-44,200
| Closed | -$975K |
|
135
PUT
iShares Core S&P 500 ETF
IVV
$902B
| – | – |
-30,000
| Closed | -$4.83M |
|
136
Kimberly-Clark
KMB
$36.5B
| – | – |
-2,451
| Closed | -$228K |
|
|
OUTR
137
DELISTED
OUTERWALL INC
OUTR
| – | – |
-4,000
| Closed | -$235K |
|
|
COV
138
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
| – | – |
-28,820
| Closed | -$1.61M |
|
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Narwhal Capital Management's Q3 2013 Portfolio in Review
As of Q3 2013, Narwhal Capital Management held 138 positions worth $209M, up 0.8% from $207M the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Narwhal Capital Management withdrew a net $6.4M in Q3 2013, closing 5 positions and reducing 49 holdings. Its most notable exit was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $1.61M position sold in full.
By sector, the portfolio is most concentrated in Materials at 12% of assets, up from 11% a quarter earlier, followed by Energy and Healthcare.
Against the trend, Narwhal Capital Management opened a new position in Oracle worth $1.2M.
- Narwhal Capital Management's largest Q3 2013 buy was Oracle: 36,150 shares worth $1.2M.
- Narwhal Capital Management added most to PepsiCo in Q3 2013, an estimated $875K increase.
- Narwhal Capital Management's biggest Q3 2013 reduction was L3 Technologies, Inc., cutting an estimated $1.29M.
- Narwhal Capital Management fully exited COVIDIEN PLC COM SHS NEW (IRELAND) in Q3 2013, selling an estimated $1.61M.
- Narwhal Capital Management's ten largest holdings make up 26% of its $209M portfolio in Q3 2013.
- Narwhal Capital Management opened 6 new positions and closed 5 in Q3 2013.
- Narwhal Capital Management's portfolio value rose 0.8% quarter-over-quarter to $209M.
Based on Narwhal Capital Management's 13F filing for Q3 2013, filed 1 Nov 2013.