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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$497M
AUM Growth
+$14M
Cap. Flow
+$31.5M
Cap. Flow %
6.33%
Top 10 Hldgs %
37.12%
Holding
146
New
12
Increased
40
Reduced
59
Closed
7

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.1M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.42M
3
BLK icon
Blackrock
BLK
+$2.78M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$2.29M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.09M

Top Sells

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$9.94M
2
BX icon
Blackstone
BX
+$4.74M
3
GLD icon
SPDR Gold Trust
GLD
+$3.57M
4
NLY icon
Annaly Capital Management
NLY
+$1.67M
5
MO icon
Altria Group
MO
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 14.52%
2 Industrials 9.89%
3 Healthcare 9.87%
4 Financials 9.16%
5 Communication Services 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
101
Ford
F
$55.7B
$593K 0.12%
64,700
-67,000
-51% -$636K
XLU icon
102
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$592K 0.12%
18,296
– –
VXF icon
103
Vanguard Extended Market ETF
VXF
$31.7B
$584K 0.12%
5,018
– –
NUV icon
104
Nuveen Municipal Value Fund
NUV
$1.91B
$544K 0.11%
51,775
– –
BXMT icon
105
Blackstone Mortgage Trust
BXMT
$2.38B
$517K 0.1%
14,430
– –
VIS icon
106
Vanguard Industrials ETF
VIS
$8.39B
$433K 0.09%
2,965
– –
VTV icon
107
Vanguard Morningstar Value ETF
VTV
$191B
$424K 0.09%
3,802
-225
-6% -$24.9K
IWR icon
108
iShares Russell Mid-Cap ETF
IWR
$57.4B
$397K 0.08%
7,103
– –
SPY icon
109
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$382K 0.08%
+96,000
New +$28.4M
GE icon
110
GE Aerospace
GE
$384B
$377K 0.08%
8,455
+6,822
+418% +$321K
VCIT icon
111
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$363K 0.07%
3,978
-47
-1% -$4.26K
DFS
112
DELISTED
Discover Financial Services
DFS
$357K 0.07%
4,398
-10,292
-70% -$850K
OMC icon
113
Omnicom Group
OMC
$23.4B
$337K 0.07%
4,305
– –
MKL icon
114
Markel Group
MKL
$23.2B
$325K 0.07%
275
– –
CX icon
115
Cemex
CX
$16.3B
$322K 0.06%
82,016
+7,164
+10% +$26.3K
IDV icon
116
iShares International Select Dividend ETF
IDV
$8.51B
$322K 0.06%
10,465
-3,280
-24% -$99K
BRK.B icon
117
Berkshire Hathaway Class B
BRK.B
$1.13T
$300K 0.06%
1,444
-80
-5% -$16.5K
VUG icon
118
Vanguard Morningstar Growth ETF
VUG
$231B
$299K 0.06%
10,800
– –
MAA icon
119
Mid-America Apartment Communities
MAA
$15.7B
$286K 0.06%
2,200
-2,000
-48% -$249K
DWX icon
120
State Street SPDR S&P International Dividend ETF
DWX
$533M
$268K 0.05%
6,879
-264
-4% -$10.2K
NIM icon
121
Nuveen Select Maturities Municipal Fund
NIM
$117M
$263K 0.05%
25,290
-614
-2% -$6.39K
BKK
122
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$262K 0.05%
17,332
– –
GILD icon
123
Gilead Sciences
GILD
$165B
$256K 0.05%
4,035
-23,900
-86% -$1.56M
INDA icon
124
iShares MSCI India ETF
INDA
$6.63B
$253K 0.05%
7,544
-3,825
-34% -$126K
LQD icon
125
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$250K 0.05%
1,961
– –
2 3 4
5
6

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VIP
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SIM
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CHAM
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HTI
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SWP
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L7C
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WBC
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Narwhal Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Narwhal Capital Management held 146 positions worth $497M, up 2.9% from $483M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Narwhal Capital Management deployed $31.5M of net new capital in Q3 2019, opening 12 new positions and adding to 40 existing holdings. Its largest new stake was iShares S&P 500 Growth ETF: 164,140 shares worth $7.39M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Annaly Capital Management, an estimated $1.67M trimmed.

  • Narwhal Capital Management's largest Q3 2019 buy was iShares S&P 500 Growth ETF: 164,140 shares worth $7.39M.
  • Narwhal Capital Management added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $11.1M increase.
  • Narwhal Capital Management's biggest Q3 2019 reduction was Annaly Capital Management, cutting an estimated $1.67M.
  • Narwhal Capital Management fully exited iShares Gold Trust in Q3 2019, selling an estimated $9.94M.
  • Narwhal Capital Management's ten largest holdings make up 37% of its $497M portfolio in Q3 2019.
  • Narwhal Capital Management opened 12 new positions and closed 7 in Q3 2019.
  • Narwhal Capital Management's portfolio value rose 2.9% quarter-over-quarter to $497M.

Based on Narwhal Capital Management's 13F filing for Q3 2019, filed 31 Oct 2019.