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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$319M
AUM Growth
+$979K
Cap. Flow
-$2.26M
Cap. Flow %
-0.71%
Top 10 Hldgs %
33.74%
Holding
141
New
10
Increased
35
Reduced
34
Closed
6

Top Buys

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$1.72M
2
FLO icon
Flowers Foods
FLO
+$818K
3
IAU icon
iShares Gold Trust
IAU
+$795K
4
CCMP
CMC Materials, Inc. Common Stock
CCMP
+$668K
5
OA
Orbital ATK, Inc.
OA
+$667K

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$2.56M
2
BAC icon
Bank of America
BAC
+$1.87M
3
AAPL icon
Apple
AAPL
+$1.29M
4
ESRX
Express Scripts Holding Company
ESRX
+$816K
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$659K

Sector Composition

Rank Sector Weight
1 Materials 15.17%
2 Technology 11.11%
3 Financials 10.49%
4 Healthcare 10.27%
5 Industrials 9.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFV icon
101
iShares MSCI EAFE Value ETF
EFV
$29.4B
$667K 0.21%
14,456
– –
EFA icon
102
iShares MSCI EAFE ETF
EFA
$80.2B
$666K 0.21%
11,268
– –
LVS icon
103
Las Vegas Sands
LVS
$29.6B
$633K 0.2%
11,000
– –
IEV icon
104
iShares Europe ETF
IEV
$1.7B
$546K 0.17%
13,865
– –
BTZ icon
105
BlackRock Credit Allocation Income Trust
BTZ
$956M
$494K 0.15%
37,032
+84
+0.2% +$1.12K
VXF icon
106
Vanguard Extended Market ETF
VXF
$31.7B
$458K 0.14%
5,018
– –
VWO icon
107
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$437K 0.14%
11,603
+17
+0.1% +$633
PCY icon
108
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$414K 0.13%
+13,500
New +$409K
IYR icon
109
iShares US Real Estate ETF
IYR
$4.65B
$411K 0.13%
5,100
– –
OMC icon
110
Omnicom Group
OMC
$23.4B
$366K 0.11%
4,305
– –
BIDU icon
111
Baidu
BIDU
$37.2B
$362K 0.11%
1,990
– –
MU icon
112
CALL
Micron Technology
MU
$991B
$356K 0.11%
20,000
– –
BRK.B icon
113
Berkshire Hathaway Class B
BRK.B
$1.13T
$355K 0.11%
2,455
-30
-1% -$4.39K
JPC icon
114
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$345K 0.11%
34,476
+230
+0.7% +$2.37K
BXMT icon
115
Blackstone Mortgage Trust
BXMT
$2.38B
$343K 0.11%
11,630
+200
+2% +$5.79K
FM
116
DELISTED
iShares Frontier and Select EM ETF
FM
$336K 0.11%
13,100
– –
BABA icon
117
Alibaba
BABA
$308B
$320K 0.1%
3,025
– –
CAFD
118
DELISTED
8point3 Energy Partners LP
CAFD
$317K 0.1%
+22,000
New +$348K
ITA icon
119
iShares US Aerospace & Defense ETF
ITA
$14.7B
$316K 0.1%
4,900
-5,100
-51% -$330K
VUG icon
120
Vanguard Morningstar Growth ETF
VUG
$231B
$314K 0.1%
16,800
– –
BPK
121
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$313K 0.1%
20,562
+350
+2% +$5.34K
CFG icon
122
Citizens Financial Group
CFG
$30.6B
$309K 0.1%
+12,500
New +$287K
GM icon
123
General Motors
GM
$76.8B
$307K 0.1%
+9,650
New +$301K
LQD icon
124
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$301K 0.09%
2,440
– –
VTV icon
125
Vanguard Morningstar Value ETF
VTV
$191B
$287K 0.09%
3,300
– –
2 3 4
5
6

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VIP
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SIM
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CHAM
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HTI
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SWP
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L7C
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WBC
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Narwhal Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Narwhal Capital Management held 141 positions worth $319M, up 0.31% from $318M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Narwhal Capital Management's Q3 2016 filing shows 10 new, 35 increased, 34 reduced and 6 closed positions. Its largest new stake was Wells Fargo: 35,975 shares worth $1.59M. The largest sale was EMC CORPORATION, an estimated $2.56M.

By sector, the portfolio is most concentrated in Materials at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • Narwhal Capital Management's largest Q3 2016 buy was Wells Fargo: 35,975 shares worth $1.59M.
  • Narwhal Capital Management added most to iShares Gold Trust in Q3 2016, an estimated $795K increase.
  • Narwhal Capital Management's biggest Q3 2016 reduction was Apple, cutting an estimated $1.29M.
  • Narwhal Capital Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $2.56M.
  • Narwhal Capital Management's ten largest holdings make up 34% of its $319M portfolio in Q3 2016.
  • Narwhal Capital Management opened 10 new positions and closed 6 in Q3 2016.
  • Narwhal Capital Management's portfolio value rose 0.31% quarter-over-quarter to $319M.

Based on Narwhal Capital Management's 13F filing for Q3 2016, filed 31 Oct 2016.