We are live on ! Find out more
NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
-4.31%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$268M
AUM Growth
-$6.81M
Cap. Flow
+$7.74M
Cap. Flow %
2.89%
Top 10 Hldgs %
33.21%
Holding
133
New
7
Increased
50
Reduced
35
Closed
6

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$2.23M
2
DIS icon
Walt Disney
DIS
+$1.92M
3
LUMN icon
Lumen
LUMN
+$1.27M
4
SEP
Spectra Engy Parters Lp
SEP
+$1.19M
5
BHP icon
BHP
BHP
+$915K

Top Sells

Rank Stock Value
1
EBAY icon
eBay
EBAY
+$2.35M
2
BAX icon
Baxter International
BAX
+$1.33M
3
MIK
Michaels Stores, Inc
MIK
+$1.18M
4
PRU icon
Prudential Financial
PRU
+$1.06M
5
AAP icon
Advance Auto Parts
AAP
+$916K

Sector Composition

Rank Sector Weight
1 Materials 14.78%
2 Healthcare 11.85%
3 Technology 11.56%
4 Financials 11.28%
5 Industrials 10.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAL icon
101
American Airlines Group
AAL
$10.6B
$627K 0.23%
16,150
+150
+0.9% +$6.16K
SLV icon
102
iShares Silver Trust
SLV
$30.7B
$613K 0.23%
44,224
+4,600
+12% +$65.5K
HAL icon
103
Halliburton
HAL
$26.6B
$589K 0.22%
16,650
-8,750
-34% -$344K
ETP
104
DELISTED
Energy Transfer Partners, L.P.
ETP
$573K 0.21%
20,000
– –
META icon
105
Meta Platforms (Facebook)
META
$1.51T
$560K 0.21%
6,230
-200
-3% -$18.4K
IEV icon
106
iShares Europe ETF
IEV
$1.7B
$555K 0.21%
13,951
-70
-0.5% -$3K
TWTR
107
DELISTED
Twitter, Inc.
TWTR
$555K 0.21%
20,590
+20
+0.1% +$600
ITA icon
108
iShares US Aerospace & Defense ETF
ITA
$14.7B
$545K 0.2%
10,000
– –
BHI
109
DELISTED
Baker Hughes
BHI
$530K 0.2%
10,192
-6,800
-40% -$380K
VTR icon
110
Ventas
VTR
$47.9B
$495K 0.18%
+8,825
New +$579K
BTZ icon
111
BlackRock Credit Allocation Income Trust
BTZ
$956M
$460K 0.17%
37,828
+1,588
+4% +$19.7K
XLE icon
112
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$440K 0.16%
14,368
-3,510
-20% -$118K
PRU icon
113
Prudential Financial
PRU
$41.8B
$429K 0.16%
5,630
-12,620
-69% -$1.06M
VWO icon
114
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$428K 0.16%
12,945
+100
+0.8% +$3.63K
EFA icon
115
iShares MSCI EAFE ETF
EFA
$80.2B
$404K 0.15%
7,043
– –
VXF icon
116
Vanguard Extended Market ETF
VXF
$31.7B
$380K 0.14%
4,650
– –
IYR icon
117
iShares US Real Estate ETF
IYR
$4.65B
$355K 0.13%
5,000
+1,000
+25% +$72.9K
FM
118
DELISTED
iShares Frontier and Select EM ETF
FM
$329K 0.12%
13,100
– –
ERUS
119
DELISTED
iShares MSCI Russia ETF
ERUS
$321K 0.12%
13,225
-11,500
-47% -$292K
MU icon
120
CALL
Micron Technology
MU
$991B
$300K 0.11%
+20,000
New +$344K
COP icon
121
ConocoPhillips
COP
$141B
$295K 0.11%
+6,145
New +$313K
OMC icon
122
Omnicom Group
OMC
$23.4B
$284K 0.11%
4,305
-1,445
-25% -$101K
BAC.WS.A
123
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$281K 0.1%
49,000
+3,000
+7% +$19.5K
NIM icon
124
Nuveen Select Maturities Municipal Fund
NIM
$117M
$266K 0.1%
26,515
– –
BABA icon
125
Alibaba
BABA
$308B
$252K 0.09%
4,275
-3,000
-41% -$218K
2 3 4
5
6

Similar funds

SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
SIM
SSI Investment Management Los Angeles, California $1.45B AUM 5.8% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return

Narwhal Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Narwhal Capital Management held 133 positions worth $268M, down 2.5% from $275M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Narwhal Capital Management's Q3 2015 filing shows 7 new, 50 increased, 35 reduced and 6 closed positions. Its largest new stake was Lumen: 46,033 shares worth $1.16M. The largest sale was eBay, an estimated $2.35M.

By sector, the portfolio is most concentrated in Materials at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Technology.

  • Narwhal Capital Management's largest Q3 2015 buy was Lumen: 46,033 shares worth $1.16M.
  • Narwhal Capital Management added most to IBM in Q3 2015, an estimated $2.23M increase.
  • Narwhal Capital Management's biggest Q3 2015 reduction was Prudential Financial, cutting an estimated $1.06M.
  • Narwhal Capital Management fully exited eBay in Q3 2015, selling an estimated $2.35M.
  • Narwhal Capital Management's ten largest holdings make up 33% of its $268M portfolio in Q3 2015.
  • Narwhal Capital Management opened 7 new positions and closed 6 in Q3 2015.
  • Narwhal Capital Management's portfolio value fell 2.5% quarter-over-quarter to $268M.

Based on Narwhal Capital Management's 13F filing for Q3 2015, filed 16 Oct 2015.