We are live on ! Find out more
NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+0.62%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$249M
AUM Growth
-$12.4M
Cap. Flow
-$12.5M
Cap. Flow %
-5.02%
Top 10 Hldgs %
29.24%
Holding
146
New
7
Increased
33
Reduced
38
Closed
12

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$2.31M
2
AAP icon
Advance Auto Parts
AAP
+$1.59M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$1.5M
4
DEO icon
Diageo
DEO
+$1.3M
5
CLF icon
Cleveland-Cliffs
CLF
+$1.03M

Top Sells

Rank Stock Value
1
TUP
Tupperware Brands Corporation
TUP
+$1.8M
2
LUMN icon
Lumen
LUMN
+$1.48M
3
YHOO
Yahoo Inc
YHOO
+$1.36M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$1.11M
5
HD icon
Home Depot
HD
+$1.03M

Sector Composition

Rank Sector Weight
1 Materials 11.84%
2 Healthcare 11.65%
3 Technology 11.15%
4 Industrials 10.73%
5 Financials 9.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLF icon
101
Cleveland-Cliffs
CLF
$6.99B
$698K 0.28%
+67,200
New +$1.03M
GLD icon
102
CALL
SPDR Gold Trust
GLD
$141B
$697K 0.28%
6,000
– –
VTIP icon
103
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$695K 0.28%
14,085
+3,800
+37% +$189K
BHP icon
104
BHP
BHP
$230B
$693K 0.28%
13,920
-355
-2% -$20.6K
DVY icon
105
iShares Select Dividend ETF
DVY
$23.6B
$684K 0.27%
9,255
– –
IEV icon
106
iShares Europe ETF
IEV
$1.7B
$658K 0.26%
14,606
+5,086
+53% +$238K
SLV icon
107
iShares Silver Trust
SLV
$30.7B
$649K 0.26%
39,707
+1,500
+4% +$28.4K
IDV icon
108
iShares International Select Dividend ETF
IDV
$8.51B
$644K 0.26%
17,981
+3
+0% +$115
EEM icon
109
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$642K 0.26%
15,451
+34
+0.2% +$1.5K
SWKS icon
110
Skyworks Solutions
SWKS
$10.6B
$572K 0.23%
9,850
– –
BBBY
111
DELISTED
Bed Bath & Beyond Inc
BBBY
$568K 0.23%
+8,625
New +$542K
EEME
112
DELISTED
ISHARES MSCI EMERGING MARKETS EMEA ETF
EEME
$558K 0.22%
11,600
– –
QQQ icon
113
Invesco QQQ Trust
QQQ
$484B
$539K 0.22%
5,460
– –
KRFT
114
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$526K 0.21%
9,333
– –
EPC icon
115
Edgewell Personal Care
EPC
$1.31B
$525K 0.21%
5,747
– –
QCOM icon
116
Qualcomm
QCOM
$176B
$523K 0.21%
7,000
– –
IAU icon
117
iShares Gold Trust
IAU
$67.5B
$513K 0.21%
21,925
+1,650
+8% +$41K
FM
118
DELISTED
iShares Frontier and Select EM ETF
FM
$496K 0.2%
13,100
– –
OMC icon
119
Omnicom Group
OMC
$23.4B
$482K 0.19%
7,000
– –
EFA icon
120
iShares MSCI EAFE ETF
EFA
$80.2B
$452K 0.18%
7,043
– –
BAC icon
121
CALL
Bank of America
BAC
$442B
$426K 0.17%
25,000
– –
VXF icon
122
Vanguard Extended Market ETF
VXF
$31.7B
$418K 0.17%
5,000
-200
-4% -$17.2K
AMZN icon
123
Amazon
AMZN
$2.96T
$413K 0.17%
25,600
-200
-0.8% -$3.33K
DIS icon
124
Walt Disney
DIS
$181B
$307K 0.12%
3,450
– –
BAC.WS.A
125
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$307K 0.12%
41,000
+5,500
+15% +$39K
2 3 4
5
6

Similar funds

SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
SIM
SSI Investment Management Los Angeles, California $1.45B AUM 5.8% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return

Narwhal Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Narwhal Capital Management held 146 positions worth $249M, down 4.7% from $261M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Narwhal Capital Management withdrew a net $12.5M in Q3 2014, closing 12 positions and reducing 38 holdings. Its most notable exit was Tupperware Brands Corporation, an estimated $1.8M position sold in full.

By sector, the portfolio is most concentrated in Materials at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Narwhal Capital Management opened a new position in Advance Auto Parts worth $1.58M.

  • Narwhal Capital Management's largest Q3 2014 buy was Advance Auto Parts: 12,109 shares worth $1.58M.
  • Narwhal Capital Management added most to GE Aerospace in Q3 2014, an estimated $2.31M increase.
  • Narwhal Capital Management's biggest Q3 2014 reduction was Home Depot, cutting an estimated $1.03M.
  • Narwhal Capital Management fully exited Tupperware Brands Corporation in Q3 2014, selling an estimated $1.8M.
  • Narwhal Capital Management's ten largest holdings make up 29% of its $249M portfolio in Q3 2014.
  • Narwhal Capital Management opened 7 new positions and closed 12 in Q3 2014.
  • Narwhal Capital Management's portfolio value fell 4.7% quarter-over-quarter to $249M.

Based on Narwhal Capital Management's 13F filing for Q3 2014, filed 12 Nov 2014.