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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$243M
AUM Growth
+$34M
Cap. Flow
+$14.8M
Cap. Flow %
6.1%
Top 10 Hldgs %
29.73%
Holding
147
New
14
Increased
39
Reduced
51
Closed
13

Top Buys

Rank Stock Value
1
VMC icon
Vulcan Materials
VMC
+$3.23M
2
GLD icon
SPDR Gold Trust
GLD
+$1.84M
3
UL icon
Unilever
UL
+$1.58M
4
CB icon
Chubb
CB
+$1.3M
5
EBAY icon
eBay
EBAY
+$1.14M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.48M
2
FFIV icon
F5
FFIV
+$1.44M
3
TCP
TC Pipelines LP
TCP
+$1.42M
4
IYF icon
iShares US Financials ETF
IYF
+$975K
5
AFL icon
Aflac
AFL
+$973K

Sector Composition

Rank Sector Weight
1 Materials 12.83%
2 Healthcare 10.9%
3 Technology 10.47%
4 Energy 10.44%
5 Financials 9.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMA
101
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$693K 0.29%
57,000
– –
SLV icon
102
iShares Silver Trust
SLV
$30.7B
$691K 0.28%
36,950
-31,950
-46% -$641K
WPZ
103
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$676K 0.28%
14,118
-213
-1% -$10.2K
SO icon
104
Southern Company
SO
$107B
$635K 0.26%
15,450
+5,500
+55% +$227K
ITA icon
105
iShares US Aerospace & Defense ETF
ITA
$14.7B
$624K 0.26%
11,800
-1,500
-11% -$74K
DVY icon
106
iShares Select Dividend ETF
DVY
$23.6B
$621K 0.26%
8,705
+3,205
+58% +$223K
IJR icon
107
iShares Core S&P Small-Cap ETF
IJR
$112B
$621K 0.26%
11,390
+4,940
+77% +$258K
EEME
108
DELISTED
ISHARES MSCI EMERGING MARKETS EMEA ETF
EEME
$620K 0.26%
11,600
– –
HCA icon
109
HCA Healthcare
HCA
$89.5B
$595K 0.25%
+12,475
New +$577K
BKLN icon
110
Invesco Senior Loan ETF
BKLN
$6.81B
$548K 0.23%
+22,030
New +$546K
TPR icon
111
Tapestry
TPR
$32.8B
$539K 0.22%
9,600
+100
+1% +$5.4K
RSP icon
112
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$538K 0.22%
+7,553
New +$516K
LLY icon
113
Eli Lilly
LLY
$1.06T
$535K 0.22%
10,500
-1,000
-9% -$50.1K
DEO icon
114
Diageo
DEO
$53.6B
$530K 0.22%
4,000
-1,000
-20% -$128K
OMC icon
115
Omnicom Group
OMC
$23.4B
$521K 0.21%
7,000
– –
AMZN icon
116
Amazon
AMZN
$2.96T
$514K 0.21%
25,800
-34,700
-57% -$624K
APA icon
117
APA Corp
APA
$13.2B
$474K 0.2%
5,520
-6,000
-52% -$534K
FM
118
DELISTED
iShares Frontier and Select EM ETF
FM
$442K 0.18%
13,100
– –
IAU icon
119
iShares Gold Trust
IAU
$67.5B
$393K 0.16%
16,825
-26,275
-61% -$649K
BAC icon
120
CALL
Bank of America
BAC
$442B
$389K 0.16%
25,000
-30,000
-55% -$445K
EZU icon
121
iShare MSCI Eurozone ETF
EZU
$9.91B
$385K 0.16%
+9,300
New +$368K
DUK icon
122
Duke Energy
DUK
$97.3B
$361K 0.15%
5,224
– –
FSLR icon
123
First Solar
FSLR
$26.9B
$317K 0.13%
5,800
– –
TFC icon
124
Truist Financial
TFC
$64B
$288K 0.12%
7,722
– –
BWXT icon
125
BWX Technologies
BWXT
$15.6B
$274K 0.11%
11,184
– –
2 3 4
5
6

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VIP
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SIM
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CHAM
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HTI
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SWP
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L7C
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WBC
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Narwhal Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Narwhal Capital Management held 147 positions worth $243M, up 16% from $209M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Narwhal Capital Management deployed $14.8M of net new capital in Q4 2013, opening 14 new positions and adding to 39 existing holdings. Its largest new stake was Unilever: 35,244 shares worth $1.63M.

By sector, the portfolio is most concentrated in Materials at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $1.48M trimmed.

  • Narwhal Capital Management's largest Q4 2013 buy was Unilever: 35,244 shares worth $1.63M.
  • Narwhal Capital Management added most to Vulcan Materials in Q4 2013, an estimated $3.23M increase.
  • Narwhal Capital Management's biggest Q4 2013 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $1.48M.
  • Narwhal Capital Management fully exited F5 in Q4 2013, selling an estimated $1.44M.
  • Narwhal Capital Management's ten largest holdings make up 30% of its $243M portfolio in Q4 2013.
  • Narwhal Capital Management opened 14 new positions and closed 13 in Q4 2013.
  • Narwhal Capital Management's portfolio value rose 16% quarter-over-quarter to $243M.

Based on Narwhal Capital Management's 13F filing for Q4 2013, filed 4 Feb 2014.