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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$209M
AUM Growth
+$1.65M
Cap. Flow
-$6.4M
Cap. Flow %
-3.06%
Top 10 Hldgs %
26.3%
Holding
138
New
6
Increased
33
Reduced
49
Closed
5

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$1.17M
2
PEP icon
PepsiCo
PEP
+$875K
3
RCI icon
Rogers Communications
RCI
+$611K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$533K
5
SO icon
Southern Company
SO
+$429K

Top Sells

Rank Stock Value
1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$1.61M
2
LLL
L3 Technologies, Inc.
LLL
+$1.29M
3
AGO icon
Assured Guaranty
AGO
+$975K
4
IBM icon
IBM
IBM
+$800K
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$528K

Sector Composition

Rank Sector Weight
1 Materials 11.78%
2 Energy 11.68%
3 Healthcare 11.56%
4 Technology 11.23%
5 Industrials 9.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRFT
101
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$691K 0.33%
13,165
– –
LUMN icon
102
Lumen
LUMN
$6.44B
$667K 0.32%
21,240
+725
+4% +$24.7K
RCI icon
103
Rogers Communications
RCI
$18.6B
$646K 0.31%
+15,025
New +$611K
DEO icon
104
Diageo
DEO
$53.6B
$635K 0.3%
5,000
– –
EEME
105
DELISTED
ISHARES MSCI EMERGING MARKETS EMEA ETF
EEME
$612K 0.29%
11,600
+4,300
+59% +$217K
ITA icon
106
iShares US Aerospace & Defense ETF
ITA
$14.7B
$611K 0.29%
13,300
– –
LLY icon
107
Eli Lilly
LLY
$1.06T
$579K 0.28%
11,500
+1,000
+10% +$52.4K
EFV icon
108
iShares MSCI EAFE Value ETF
EFV
$29.4B
$558K 0.27%
+10,256
New +$533K
TPR icon
109
Tapestry
TPR
$32.8B
$518K 0.25%
9,500
– –
LH icon
110
Labcorp
LH
$25.9B
$466K 0.22%
5,471
-58
-1% -$4.88K
OMC icon
111
Omnicom Group
OMC
$23.4B
$444K 0.21%
7,000
-221
-3% -$14.1K
S
112
CALL
DELISTED
Sprint Corporation
S
$435K 0.21%
+70,000
New +$461K
SUB icon
113
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$425K 0.2%
4,000
-5,000
-56% -$528K
DOC icon
114
Healthpeak Properties
DOC
$14.8B
$422K 0.2%
11,309
+329
+3% +$12.8K
FM
115
DELISTED
iShares Frontier and Select EM ETF
FM
$413K 0.2%
13,100
– –
SO icon
116
Southern Company
SO
$107B
$410K 0.2%
+9,950
New +$429K
DVY icon
117
iShares Select Dividend ETF
DVY
$23.6B
$365K 0.17%
5,500
– –
FTNT icon
118
Fortinet
FTNT
$117B
$365K 0.17%
90,000
-3,000
-3% -$12.1K
EBAY icon
119
eBay
EBAY
$49.8B
$354K 0.17%
15,088
– –
DUK icon
120
Duke Energy
DUK
$97.3B
$349K 0.17%
5,224
– –
IJR icon
121
iShares Core S&P Small-Cap ETF
IJR
$112B
$322K 0.15%
6,450
– –
IWR icon
122
iShares Russell Mid-Cap ETF
IWR
$57.4B
$282K 0.14%
8,100
– –
BWXT icon
123
BWX Technologies
BWXT
$15.6B
$270K 0.13%
11,184
– –
TFC icon
124
Truist Financial
TFC
$64B
$261K 0.12%
7,722
– –
IYR icon
125
iShares US Real Estate ETF
IYR
$4.65B
$255K 0.12%
4,000
+800
+25% +$52.3K
2 3 4
5
6

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CHAM
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HTI
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SWP
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L7C
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WBC
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Narwhal Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Narwhal Capital Management held 138 positions worth $209M, up 0.8% from $207M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Narwhal Capital Management withdrew a net $6.4M in Q3 2013, closing 5 positions and reducing 49 holdings. Its most notable exit was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $1.61M position sold in full.

By sector, the portfolio is most concentrated in Materials at 12% of assets, up from 11% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Narwhal Capital Management opened a new position in Oracle worth $1.2M.

  • Narwhal Capital Management's largest Q3 2013 buy was Oracle: 36,150 shares worth $1.2M.
  • Narwhal Capital Management added most to PepsiCo in Q3 2013, an estimated $875K increase.
  • Narwhal Capital Management's biggest Q3 2013 reduction was L3 Technologies, Inc., cutting an estimated $1.29M.
  • Narwhal Capital Management fully exited COVIDIEN PLC COM SHS NEW (IRELAND) in Q3 2013, selling an estimated $1.61M.
  • Narwhal Capital Management's ten largest holdings make up 26% of its $209M portfolio in Q3 2013.
  • Narwhal Capital Management opened 6 new positions and closed 5 in Q3 2013.
  • Narwhal Capital Management's portfolio value rose 0.8% quarter-over-quarter to $209M.

Based on Narwhal Capital Management's 13F filing for Q3 2013, filed 1 Nov 2013.