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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$497M
AUM Growth
+$14M
Cap. Flow
+$31.5M
Cap. Flow %
6.33%
Top 10 Hldgs %
37.12%
Holding
146
New
12
Increased
40
Reduced
59
Closed
7

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.1M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.42M
3
BLK icon
Blackrock
BLK
+$2.78M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$2.29M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.09M

Top Sells

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$9.94M
2
BX icon
Blackstone
BX
+$4.74M
3
GLD icon
SPDR Gold Trust
GLD
+$3.57M
4
NLY icon
Annaly Capital Management
NLY
+$1.67M
5
MO icon
Altria Group
MO
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 14.52%
2 Industrials 9.89%
3 Healthcare 9.87%
4 Financials 9.16%
5 Communication Services 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
76
Annaly Capital Management
NLY
$17.4B
$1.31M 0.26%
37,235
-46,410
-55% -$1.67M
MU icon
77
Micron Technology
MU
$991B
$1.29M 0.26%
+30,122
New +$1.36M
GM icon
78
General Motors
GM
$76.8B
$1.29M 0.26%
34,350
-14,590
-30% -$561K
IJR icon
79
iShares Core S&P Small-Cap ETF
IJR
$112B
$1.28M 0.26%
16,470
-120
-0.7% -$9.29K
JCI icon
80
Johnson Controls International
JCI
$92.2B
$1.23M 0.25%
28,075
-200
-0.7% -$8.47K
IBM icon
81
IBM
IBM
$224B
$1.21M 0.24%
8,723
-4,269
-33% -$576K
VNQ icon
82
Vanguard Real Estate ETF
VNQ
$39B
$1.18M 0.24%
12,627
+3,146
+33% +$286K
AMGN icon
83
Amgen
AMGN
$222B
$1.15M 0.23%
5,938
+1,249
+27% +$240K
VWO icon
84
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$1.14M 0.23%
28,266
-15,400
-35% -$636K
MO icon
85
Altria Group
MO
$114B
$1.06M 0.21%
25,979
-34,687
-57% -$1.6M
NXPI icon
86
NXP Semiconductors
NXPI
$60.4B
$1.02M 0.2%
9,330
-8,650
-48% -$883K
MET icon
87
MetLife
MET
$62.1B
$954K 0.19%
20,238
-8,162
-29% -$389K
VEU icon
88
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$901K 0.18%
+18,055
New +$900K
NWG icon
89
NatWest
NWG
$76.4B
$874K 0.18%
159,109
-82,278
-34% -$457K
GIS icon
90
General Mills
GIS
$19.7B
$857K 0.17%
15,550
– –
XLE icon
91
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$854K 0.17%
28,848
-7,298
-20% -$221K
HCA icon
92
HCA Healthcare
HCA
$89.5B
$850K 0.17%
7,061
– –
ETR icon
93
Entergy
ETR
$50B
$822K 0.17%
14,000
– –
BABA icon
94
Alibaba
BABA
$308B
$774K 0.16%
4,627
-4,820
-51% -$828K
WMT icon
95
Walmart Inc
WMT
$890B
$754K 0.15%
19,056
+1,446
+8% +$54.6K
VGK icon
96
Vanguard FTSE Europe ETF
VGK
$31.4B
$734K 0.15%
13,695
– –
NZF icon
97
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$725K 0.15%
44,697
-563
-1% -$9.08K
STZ icon
98
Constellation Brands
STZ
$23.2B
$623K 0.13%
+3,004
New +$603K
BAC icon
99
Bank of America
BAC
$442B
$605K 0.12%
20,754
– –
NVDA icon
100
NVIDIA
NVDA
$5.42T
$595K 0.12%
136,640
+71,320
+109% +$300K
2 3
4
5 6

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L7C
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WBC
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Narwhal Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Narwhal Capital Management held 146 positions worth $497M, up 2.9% from $483M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Narwhal Capital Management deployed $31.5M of net new capital in Q3 2019, opening 12 new positions and adding to 40 existing holdings. Its largest new stake was iShares S&P 500 Growth ETF: 164,140 shares worth $7.39M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Annaly Capital Management, an estimated $1.67M trimmed.

  • Narwhal Capital Management's largest Q3 2019 buy was iShares S&P 500 Growth ETF: 164,140 shares worth $7.39M.
  • Narwhal Capital Management added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $11.1M increase.
  • Narwhal Capital Management's biggest Q3 2019 reduction was Annaly Capital Management, cutting an estimated $1.67M.
  • Narwhal Capital Management fully exited iShares Gold Trust in Q3 2019, selling an estimated $9.94M.
  • Narwhal Capital Management's ten largest holdings make up 37% of its $497M portfolio in Q3 2019.
  • Narwhal Capital Management opened 12 new positions and closed 7 in Q3 2019.
  • Narwhal Capital Management's portfolio value rose 2.9% quarter-over-quarter to $497M.

Based on Narwhal Capital Management's 13F filing for Q3 2019, filed 31 Oct 2019.