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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+4.37%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$241M
AUM Growth
-$2.06M
Cap. Flow
-$10.4M
Cap. Flow %
-4.33%
Top 10 Hldgs %
28.7%
Holding
146
New
12
Increased
39
Reduced
29
Closed
10

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$1.66M
2
VZ icon
Verizon
VZ
+$1.25M
3
C icon
Citigroup
C
+$1.16M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$1.01M
5
YHOO
Yahoo Inc
YHOO
+$1.01M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.74M
2
ORCL icon
Oracle
ORCL
+$1.88M
3
GM icon
General Motors
GM
+$1.28M
4
IBM icon
IBM
IBM
+$1.28M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.23M

Sector Composition

Rank Sector Weight
1 Materials 13.96%
2 Healthcare 11.55%
3 Energy 10.71%
4 Technology 10.46%
5 Industrials 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCA icon
76
HCA Healthcare
HCA
$89.5B
$1.25M 0.52%
23,825
+11,350
+91% +$565K
NDAQ icon
77
Nasdaq
NDAQ
$52.9B
$1.15M 0.48%
93,600
– –
LLL
78
DELISTED
L3 Technologies, Inc.
LLL
$1.14M 0.47%
9,650
– –
MMM icon
79
3M
MMM
$94.3B
$1.11M 0.46%
9,807
– –
CX icon
80
Cemex
CX
$16.3B
$1.08M 0.45%
99,916
– –
DOC icon
81
Healthpeak Properties
DOC
$14.8B
$1.07M 0.45%
30,415
– –
DINO icon
82
HF Sinclair
DINO
$14.5B
$1.07M 0.44%
22,400
+3,500
+19% +$166K
EWJ icon
83
iShares MSCI Japan ETF
EWJ
$23B
$1.04M 0.43%
23,051
+18,801
+442% +$867K
ABBV icon
84
AbbVie
ABBV
$435B
$1.01M 0.42%
19,750
– –
CI icon
85
Cigna
CI
$74.6B
$1M 0.42%
12,000
-4,000
-25% -$329K
MCD icon
86
McDonald's
MCD
$195B
$953K 0.4%
9,725
– –
YHOO
87
DELISTED
Yahoo Inc
YHOO
$946K 0.39%
+26,350
New +$1.01M
DIA icon
88
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$944K 0.39%
5,750
-7,600
-57% -$1.23M
QQQ icon
89
Invesco QQQ Trust
QQQ
$484B
$917K 0.38%
10,460
+1,234
+13% +$109K
BKLN icon
90
Invesco Senior Loan ETF
BKLN
$6.81B
$908K 0.38%
36,600
+14,570
+66% +$362K
CCL icon
91
Carnival Corporation Ltd
CCL
$39.7B
$899K 0.37%
23,750
+3,200
+16% +$127K
BTT icon
92
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$889K 0.37%
+46,600
New +$870K
EPB
93
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$859K 0.36%
28,250
+6,000
+27% +$190K
EFV icon
94
iShares MSCI EAFE Value ETF
EFV
$29.4B
$832K 0.35%
14,456
– –
ESRX
95
DELISTED
Express Scripts Holding Company
ESRX
$826K 0.34%
11,000
– –
BHP icon
96
BHP
BHP
$230B
$825K 0.34%
14,393
+237
+2% +$13.3K
BTZ icon
97
BlackRock Credit Allocation Income Trust
BTZ
$956M
$819K 0.34%
+60,608
New +$802K
BDX icon
98
Becton Dickinson
BDX
$48.2B
$817K 0.34%
7,149
– –
SPY icon
99
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$779K 0.32%
+4,165
New +$764K
AES icon
100
AES
AES
$10.5B
$775K 0.32%
54,250
-37,800
-41% -$533K
2 3
4
5 6

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VIP
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SIM
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CHAM
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HTI
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SWP
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L7C
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WBC
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Narwhal Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Narwhal Capital Management held 146 positions worth $241M, down 0.85% from $243M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Narwhal Capital Management withdrew a net $10.4M in Q1 2014, closing 10 positions and reducing 29 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $4.74M position sold in full.

By sector, the portfolio is most concentrated in Materials at 14% of assets, up from 13% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Narwhal Capital Management opened a new position in Micron Technology worth $1.65M.

  • Narwhal Capital Management's largest Q1 2014 buy was Micron Technology: 69,900 shares worth $1.65M.
  • Narwhal Capital Management added most to Citigroup in Q1 2014, an estimated $1.16M increase.
  • Narwhal Capital Management's biggest Q1 2014 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $1.23M.
  • Narwhal Capital Management fully exited Alphabet (Google) Class C in Q1 2014, selling an estimated $4.74M.
  • Narwhal Capital Management's ten largest holdings make up 29% of its $241M portfolio in Q1 2014.
  • Narwhal Capital Management opened 12 new positions and closed 10 in Q1 2014.
  • Narwhal Capital Management's portfolio value fell 0.85% quarter-over-quarter to $241M.

Based on Narwhal Capital Management's 13F filing for Q1 2014, filed 24 Apr 2014.