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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$243M
AUM Growth
+$34M
Cap. Flow
+$14.8M
Cap. Flow %
6.1%
Top 10 Hldgs %
29.73%
Holding
147
New
14
Increased
39
Reduced
51
Closed
13

Top Buys

Rank Stock Value
1
VMC icon
Vulcan Materials
VMC
+$3.23M
2
GLD icon
SPDR Gold Trust
GLD
+$1.84M
3
UL icon
Unilever
UL
+$1.58M
4
CB icon
Chubb
CB
+$1.3M
5
EBAY icon
eBay
EBAY
+$1.14M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.48M
2
FFIV icon
F5
FFIV
+$1.44M
3
TCP
TC Pipelines LP
TCP
+$1.42M
4
IYF icon
iShares US Financials ETF
IYF
+$975K
5
AFL icon
Aflac
AFL
+$973K

Sector Composition

Rank Sector Weight
1 Materials 12.83%
2 Healthcare 10.9%
3 Technology 10.47%
4 Energy 10.44%
5 Financials 9.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
76
IBM
IBM
$224B
$1.28M 0.53%
7,166
-288
-4% -$49.7K
PEP icon
77
PepsiCo
PEP
$190B
$1.26M 0.52%
15,250
– –
NDAQ icon
78
Nasdaq
NDAQ
$52.9B
$1.24M 0.51%
93,600
– –
EPD icon
79
Enterprise Products Partners
EPD
$81.7B
$1.24M 0.51%
37,440
– –
AMGN icon
80
Amgen
AMGN
$222B
$1.17M 0.48%
10,265
-1,375
-12% -$156K
MMM icon
81
3M
MMM
$94.3B
$1.15M 0.47%
9,807
-1,196
-11% -$127K
E icon
82
ENI
E
$77.5B
$1.1M 0.45%
22,650
-300
-1% -$14.3K
MUA icon
83
BlackRock MuniAssets Fund
MUA
$522M
$1.09M 0.45%
+94,750
New +$1.1M
ABBV icon
84
AbbVie
ABBV
$435B
$1.04M 0.43%
19,750
-550
-3% -$27K
LLL
85
DELISTED
L3 Technologies, Inc.
LLL
$1.03M 0.42%
9,650
– –
WMT icon
86
Walmart Inc
WMT
$890B
$1.02M 0.42%
38,850
-3,000
-7% -$77.5K
CX icon
87
Cemex
CX
$16.3B
$1.01M 0.42%
99,916
– –
DOC icon
88
Healthpeak Properties
DOC
$14.8B
$1.01M 0.41%
30,415
+19,106
+169% +$681K
MCD icon
89
McDonald's
MCD
$195B
$944K 0.39%
9,725
-200
-2% -$19.2K
DINO icon
90
HF Sinclair
DINO
$14.5B
$939K 0.39%
+18,900
New +$862K
EFV icon
91
iShares MSCI EAFE Value ETF
EFV
$29.4B
$827K 0.34%
14,456
+4,200
+41% +$235K
CCL icon
92
Carnival Corporation Ltd
CCL
$39.7B
$825K 0.34%
+20,550
New +$726K
BHP icon
93
BHP
BHP
$230B
$816K 0.34%
14,156
-1,952
-12% -$113K
QQQ icon
94
Invesco QQQ Trust
QQQ
$484B
$812K 0.33%
+9,226
New +$769K
ATVI
95
DELISTED
Activision Blizzard
ATVI
$802K 0.33%
45,000
– –
EPB
96
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$801K 0.33%
22,250
+5,850
+36% +$230K
ESRX
97
DELISTED
Express Scripts Holding Company
ESRX
$773K 0.32%
+11,000
New +$718K
BDX icon
98
Becton Dickinson
BDX
$48.2B
$771K 0.32%
7,149
-26
-0.4% -$2.69K
KRFT
99
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$710K 0.29%
13,165
– –
GLD icon
100
CALL
SPDR Gold Trust
GLD
$141B
$697K 0.29%
6,000
– –
2 3
4
5 6

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VIP
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SIM
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CHAM
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HTI
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SWP
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L7C
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WBC
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Narwhal Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Narwhal Capital Management held 147 positions worth $243M, up 16% from $209M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Narwhal Capital Management deployed $14.8M of net new capital in Q4 2013, opening 14 new positions and adding to 39 existing holdings. Its largest new stake was Unilever: 35,244 shares worth $1.63M.

By sector, the portfolio is most concentrated in Materials at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $1.48M trimmed.

  • Narwhal Capital Management's largest Q4 2013 buy was Unilever: 35,244 shares worth $1.63M.
  • Narwhal Capital Management added most to Vulcan Materials in Q4 2013, an estimated $3.23M increase.
  • Narwhal Capital Management's biggest Q4 2013 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $1.48M.
  • Narwhal Capital Management fully exited F5 in Q4 2013, selling an estimated $1.44M.
  • Narwhal Capital Management's ten largest holdings make up 30% of its $243M portfolio in Q4 2013.
  • Narwhal Capital Management opened 14 new positions and closed 13 in Q4 2013.
  • Narwhal Capital Management's portfolio value rose 16% quarter-over-quarter to $243M.

Based on Narwhal Capital Management's 13F filing for Q4 2013, filed 4 Feb 2014.