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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$209M
AUM Growth
+$1.65M
Cap. Flow
-$6.4M
Cap. Flow %
-3.06%
Top 10 Hldgs %
26.3%
Holding
138
New
6
Increased
33
Reduced
49
Closed
5

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$1.17M
2
PEP icon
PepsiCo
PEP
+$875K
3
RCI icon
Rogers Communications
RCI
+$611K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$533K
5
SO icon
Southern Company
SO
+$429K

Top Sells

Rank Stock Value
1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$1.61M
2
LLL
L3 Technologies, Inc.
LLL
+$1.29M
3
AGO icon
Assured Guaranty
AGO
+$975K
4
IBM icon
IBM
IBM
+$800K
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$528K

Sector Composition

Rank Sector Weight
1 Materials 11.78%
2 Energy 11.68%
3 Healthcare 11.56%
4 Technology 11.23%
5 Industrials 9.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
76
Walmart Inc
WMT
$890B
$1.03M 0.49%
41,850
– –
NDAQ icon
77
Nasdaq
NDAQ
$52.9B
$1M 0.48%
93,600
– –
APA icon
78
APA Corp
APA
$13.2B
$981K 0.47%
11,520
+150
+1% +$12.5K
IYF icon
79
iShares US Financials ETF
IYF
$4.61B
$975K 0.47%
26,600
– –
AFL icon
80
Aflac
AFL
$62.6B
$973K 0.47%
31,400
+800
+3% +$24.1K
CX icon
81
Cemex
CX
$16.3B
$955K 0.46%
99,916
-234
-0.2% -$2.3K
MCD icon
82
McDonald's
MCD
$195B
$955K 0.46%
9,925
-125
-1% -$12.2K
AMZN icon
83
Amazon
AMZN
$2.96T
$946K 0.45%
60,500
-2,000
-3% -$29.8K
VZ icon
84
Verizon
VZ
$196B
$941K 0.45%
20,150
-150
-0.7% -$7.32K
IWF icon
85
iShares Russell 1000 Growth ETF
IWF
$128B
$928K 0.44%
47,464
+5,064
+12% +$96.9K
VLO icon
86
Valero Energy
VLO
$85.9B
$919K 0.44%
26,900
+700
+3% +$24.7K
AES icon
87
AES
AES
$10.5B
$918K 0.44%
69,050
-400
-0.6% -$5.13K
NUV icon
88
Nuveen Municipal Value Fund
NUV
$1.91B
$915K 0.44%
100,200
+1,200
+1% +$10.9K
LLL
89
DELISTED
L3 Technologies, Inc.
LLL
$912K 0.44%
9,650
-13,951
-59% -$1.29M
ABBV icon
90
AbbVie
ABBV
$435B
$908K 0.43%
20,300
+1,050
+5% +$46.5K
BHP icon
91
BHP
BHP
$230B
$906K 0.43%
16,108
– –
MDLZ icon
92
Mondelez International
MDLZ
$79.9B
$895K 0.43%
28,500
-5,000
-15% -$155K
GLW icon
93
Corning
GLW
$143B
$878K 0.42%
60,200
+2,200
+4% +$32.6K
GLD icon
94
CALL
SPDR Gold Trust
GLD
$141B
$769K 0.37%
6,000
– –
BAC icon
95
CALL
Bank of America
BAC
$442B
$759K 0.36%
55,000
– –
ATVI
96
DELISTED
Activision Blizzard
ATVI
$751K 0.36%
45,000
-16,000
-26% -$265K
WPZ
97
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$714K 0.34%
14,331
– –
NMA
98
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$713K 0.34%
57,000
– –
BDX icon
99
Becton Dickinson
BDX
$48.2B
$700K 0.34%
7,175
– –
EPB
100
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$692K 0.33%
16,400
+4,200
+34% +$177K
2 3
4
5 6

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CHAM
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HTI
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SWP
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L7C
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WBC
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Narwhal Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Narwhal Capital Management held 138 positions worth $209M, up 0.8% from $207M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Narwhal Capital Management withdrew a net $6.4M in Q3 2013, closing 5 positions and reducing 49 holdings. Its most notable exit was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $1.61M position sold in full.

By sector, the portfolio is most concentrated in Materials at 12% of assets, up from 11% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Narwhal Capital Management opened a new position in Oracle worth $1.2M.

  • Narwhal Capital Management's largest Q3 2013 buy was Oracle: 36,150 shares worth $1.2M.
  • Narwhal Capital Management added most to PepsiCo in Q3 2013, an estimated $875K increase.
  • Narwhal Capital Management's biggest Q3 2013 reduction was L3 Technologies, Inc., cutting an estimated $1.29M.
  • Narwhal Capital Management fully exited COVIDIEN PLC COM SHS NEW (IRELAND) in Q3 2013, selling an estimated $1.61M.
  • Narwhal Capital Management's ten largest holdings make up 26% of its $209M portfolio in Q3 2013.
  • Narwhal Capital Management opened 6 new positions and closed 5 in Q3 2013.
  • Narwhal Capital Management's portfolio value rose 0.8% quarter-over-quarter to $209M.

Based on Narwhal Capital Management's 13F filing for Q3 2013, filed 1 Nov 2013.