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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+0.62%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$249M
AUM Growth
-$12.4M
Cap. Flow
-$12.5M
Cap. Flow %
-5.02%
Top 10 Hldgs %
29.24%
Holding
146
New
7
Increased
33
Reduced
38
Closed
12

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$2.31M
2
AAP icon
Advance Auto Parts
AAP
+$1.59M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$1.5M
4
DEO icon
Diageo
DEO
+$1.3M
5
CLF icon
Cleveland-Cliffs
CLF
+$1.03M

Top Sells

Rank Stock Value
1
TUP
Tupperware Brands Corporation
TUP
+$1.8M
2
LUMN icon
Lumen
LUMN
+$1.48M
3
YHOO
Yahoo Inc
YHOO
+$1.36M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$1.11M
5
HD icon
Home Depot
HD
+$1.03M

Sector Composition

Rank Sector Weight
1 Materials 11.84%
2 Healthcare 11.65%
3 Technology 11.15%
4 Industrials 10.73%
5 Financials 9.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
51
Micron Technology
MU
$991B
$1.72M 0.69%
50,150
-25,200
-33% -$816K
BAC icon
52
Bank of America
BAC
$442B
$1.66M 0.67%
97,332
-8,572
-8% -$136K
ARLP icon
53
Alliance Resource Partners
ARLP
$3.17B
$1.64M 0.66%
38,300
– –
WFC icon
54
Wells Fargo
WFC
$264B
$1.64M 0.66%
31,600
– –
NLY icon
55
Annaly Capital Management
NLY
$17.4B
$1.63M 0.66%
38,238
– –
BX icon
56
Blackstone
BX
$110B
$1.62M 0.65%
52,580
– –
EXC icon
57
Exelon
EXC
$47B
$1.59M 0.64%
65,221
-421
-0.6% -$9.86K
AAP icon
58
Advance Auto Parts
AAP
$3.49B
$1.58M 0.63%
+12,109
New +$1.59M
BLK icon
59
Blackrock
BLK
$176B
$1.57M 0.63%
4,790
– –
NMA
60
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$1.54M 0.62%
114,029
-21,871
-16% -$297K
RTX icon
61
RTX Corp
RTX
$301B
$1.53M 0.61%
23,001
-79
-0.3% -$5.42K
DOC icon
62
Healthpeak Properties
DOC
$14.8B
$1.49M 0.6%
41,065
+12,517
+44% +$475K
BTT icon
63
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$1.47M 0.59%
74,170
+7,441
+11% +$147K
IWF icon
64
iShares Russell 1000 Growth ETF
IWF
$128B
$1.45M 0.58%
63,112
– –
AMGN icon
65
Amgen
AMGN
$222B
$1.42M 0.57%
10,125
– –
CB icon
66
Chubb
CB
$135B
$1.41M 0.57%
13,485
– –
EWY icon
67
iShares MSCI South Korea ETF
EWY
$24.1B
$1.4M 0.56%
+23,046
New +$1.5M
ETP
68
DELISTED
Energy Transfer Partners, L.P.
ETP
$1.35M 0.54%
28,000
– –
VLO icon
69
Valero Energy
VLO
$85.9B
$1.27M 0.51%
27,450
-100
-0.4% -$5.04K
IJR icon
70
iShares Core S&P Small-Cap ETF
IJR
$112B
$1.24M 0.5%
23,690
-122
-0.5% -$6.64K
RIO icon
71
Rio Tinto
RIO
$164B
$1.17M 0.47%
23,700
– –
CX icon
72
Cemex
CX
$16.3B
$1.16M 0.47%
99,888
– –
LLL
73
DELISTED
L3 Technologies, Inc.
LLL
$1.15M 0.46%
9,650
– –
KMP
74
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$1.11M 0.44%
11,880
-8,200
-41% -$730K
RSP icon
75
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$1.1M 0.44%
14,545
+2,428
+20% +$186K
1 2
3
4 5

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CHAM
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HTI
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SWP
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L7C
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WBC
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Narwhal Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Narwhal Capital Management held 146 positions worth $249M, down 4.7% from $261M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Narwhal Capital Management withdrew a net $12.5M in Q3 2014, closing 12 positions and reducing 38 holdings. Its most notable exit was Tupperware Brands Corporation, an estimated $1.8M position sold in full.

By sector, the portfolio is most concentrated in Materials at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Narwhal Capital Management opened a new position in Advance Auto Parts worth $1.58M.

  • Narwhal Capital Management's largest Q3 2014 buy was Advance Auto Parts: 12,109 shares worth $1.58M.
  • Narwhal Capital Management added most to GE Aerospace in Q3 2014, an estimated $2.31M increase.
  • Narwhal Capital Management's biggest Q3 2014 reduction was Home Depot, cutting an estimated $1.03M.
  • Narwhal Capital Management fully exited Tupperware Brands Corporation in Q3 2014, selling an estimated $1.8M.
  • Narwhal Capital Management's ten largest holdings make up 29% of its $249M portfolio in Q3 2014.
  • Narwhal Capital Management opened 7 new positions and closed 12 in Q3 2014.
  • Narwhal Capital Management's portfolio value fell 4.7% quarter-over-quarter to $249M.

Based on Narwhal Capital Management's 13F filing for Q3 2014, filed 12 Nov 2014.