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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$243M
AUM Growth
+$34M
Cap. Flow
+$14.8M
Cap. Flow %
6.1%
Top 10 Hldgs %
29.73%
Holding
147
New
14
Increased
39
Reduced
51
Closed
13

Top Buys

Rank Stock Value
1
VMC icon
Vulcan Materials
VMC
+$3.23M
2
GLD icon
SPDR Gold Trust
GLD
+$1.84M
3
UL icon
Unilever
UL
+$1.58M
4
CB icon
Chubb
CB
+$1.3M
5
EBAY icon
eBay
EBAY
+$1.14M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.48M
2
FFIV icon
F5
FFIV
+$1.44M
3
TCP
TC Pipelines LP
TCP
+$1.42M
4
IYF icon
iShares US Financials ETF
IYF
+$975K
5
AFL icon
Aflac
AFL
+$973K

Sector Composition

Rank Sector Weight
1 Materials 12.83%
2 Healthcare 10.9%
3 Technology 10.47%
4 Energy 10.44%
5 Financials 9.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
51
Merck
MRK
$318B
$1.77M 0.73%
36,994
-315
-0.8% -$14.4K
CAT icon
52
Caterpillar
CAT
$387B
$1.71M 0.71%
18,875
-350
-2% -$29.9K
BPL
53
DELISTED
Buckeye Partners, L.P.
BPL
$1.69M 0.69%
23,725
-5,200
-18% -$350K
RTX icon
54
RTX Corp
RTX
$301B
$1.66M 0.69%
23,239
– –
UL icon
55
Unilever
UL
$136B
$1.63M 0.67%
+35,244
New +$1.58M
BX icon
56
Blackstone
BX
$110B
$1.63M 0.67%
52,580
-816
-2% -$22.2K
GLW icon
57
Corning
GLW
$143B
$1.62M 0.67%
90,850
+30,650
+51% +$505K
IDV icon
58
iShares International Select Dividend ETF
IDV
$8.51B
$1.55M 0.64%
40,746
+4,426
+12% +$165K
EBAY icon
59
eBay
EBAY
$49.8B
$1.54M 0.63%
66,766
+51,678
+343% +$1.14M
BLK icon
60
Blackrock
BLK
$176B
$1.52M 0.62%
4,790
+40
+0.8% +$11.9K
EXC icon
61
Exelon
EXC
$47B
$1.45M 0.6%
74,054
-29,372
-28% -$591K
KMP
62
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$1.44M 0.59%
17,800
– –
WFC icon
63
Wells Fargo
WFC
$264B
$1.44M 0.59%
31,600
– –
CI icon
64
Cigna
CI
$74.6B
$1.4M 0.58%
16,000
-2,000
-11% -$164K
CB icon
65
Chubb
CB
$135B
$1.38M 0.57%
+13,285
New +$1.3M
RIO icon
66
Rio Tinto
RIO
$164B
$1.37M 0.56%
24,300
– –
VLO icon
67
Valero Energy
VLO
$85.9B
$1.36M 0.56%
27,000
+100
+0.4% +$4.21K
ARLP icon
68
Alliance Resource Partners
ARLP
$3.17B
$1.36M 0.56%
35,300
+4,300
+14% +$162K
NUV icon
69
Nuveen Municipal Value Fund
NUV
$1.91B
$1.36M 0.56%
150,000
+49,800
+50% +$446K
IWF icon
70
iShares Russell 1000 Growth ETF
IWF
$128B
$1.35M 0.56%
63,064
+15,600
+33% +$320K
LO
71
DELISTED
LORILLARD INC COM STK
LO
$1.34M 0.55%
26,450
-675
-2% -$33.6K
AES icon
72
AES
AES
$10.5B
$1.34M 0.55%
92,050
+23,000
+33% +$327K
NLY icon
73
Annaly Capital Management
NLY
$17.4B
$1.32M 0.55%
33,200
-250
-0.7% -$10.9K
LUMN icon
74
Lumen
LUMN
$6.44B
$1.29M 0.53%
40,640
+19,400
+91% +$620K
GM icon
75
General Motors
GM
$76.8B
$1.28M 0.53%
31,450
-4,750
-13% -$179K
1 2
3
4 5

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CHAM
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HTI
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SWP
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L7C
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WBC
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Narwhal Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Narwhal Capital Management held 147 positions worth $243M, up 16% from $209M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Narwhal Capital Management deployed $14.8M of net new capital in Q4 2013, opening 14 new positions and adding to 39 existing holdings. Its largest new stake was Unilever: 35,244 shares worth $1.63M.

By sector, the portfolio is most concentrated in Materials at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $1.48M trimmed.

  • Narwhal Capital Management's largest Q4 2013 buy was Unilever: 35,244 shares worth $1.63M.
  • Narwhal Capital Management added most to Vulcan Materials in Q4 2013, an estimated $3.23M increase.
  • Narwhal Capital Management's biggest Q4 2013 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $1.48M.
  • Narwhal Capital Management fully exited F5 in Q4 2013, selling an estimated $1.44M.
  • Narwhal Capital Management's ten largest holdings make up 30% of its $243M portfolio in Q4 2013.
  • Narwhal Capital Management opened 14 new positions and closed 13 in Q4 2013.
  • Narwhal Capital Management's portfolio value rose 16% quarter-over-quarter to $243M.

Based on Narwhal Capital Management's 13F filing for Q4 2013, filed 4 Feb 2014.