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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$209M
AUM Growth
+$1.65M
Cap. Flow
-$6.4M
Cap. Flow %
-3.06%
Top 10 Hldgs %
26.3%
Holding
138
New
6
Increased
33
Reduced
49
Closed
5

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$1.17M
2
PEP icon
PepsiCo
PEP
+$875K
3
RCI icon
Rogers Communications
RCI
+$611K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$533K
5
SO icon
Southern Company
SO
+$429K

Top Sells

Rank Stock Value
1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$1.61M
2
LLL
L3 Technologies, Inc.
LLL
+$1.29M
3
AGO icon
Assured Guaranty
AGO
+$975K
4
IBM icon
IBM
IBM
+$800K
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$528K

Sector Composition

Rank Sector Weight
1 Materials 11.78%
2 Energy 11.68%
3 Healthcare 11.56%
4 Technology 11.23%
5 Industrials 9.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
51
iShares Core S&P 500 ETF
IVV
$902B
$1.68M 0.8%
9,930
– –
CAT icon
52
Caterpillar
CAT
$387B
$1.6M 0.77%
19,225
+775
+4% +$65.5K
RTX icon
53
RTX Corp
RTX
$301B
$1.58M 0.75%
23,239
+318
+1% +$20.8K
NLY icon
54
Annaly Capital Management
NLY
$17.4B
$1.55M 0.74%
33,450
-50
-0.1% -$2.35K
FFIV icon
55
F5
FFIV
$22.7B
$1.44M 0.69%
16,830
-450
-3% -$38.3K
SLV icon
56
iShares Silver Trust
SLV
$30.7B
$1.44M 0.69%
68,900
– –
TCP
57
DELISTED
TC Pipelines LP
TCP
$1.42M 0.68%
29,200
– –
KMP
58
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$1.42M 0.68%
17,800
+1,150
+7% +$95.3K
CI icon
59
Cigna
CI
$74.6B
$1.38M 0.66%
18,000
-3,000
-14% -$234K
IBM icon
60
IBM
IBM
$224B
$1.32M 0.63%
7,454
-4,403
-37% -$800K
IDV icon
61
iShares International Select Dividend ETF
IDV
$8.51B
$1.32M 0.63%
36,320
+1,500
+4% +$51.8K
WFC icon
62
Wells Fargo
WFC
$264B
$1.31M 0.63%
31,600
– –
BX icon
63
Blackstone
BX
$110B
$1.3M 0.62%
53,396
-2,445
-4% -$54.4K
AMGN icon
64
Amgen
AMGN
$222B
$1.3M 0.62%
11,640
– –
GM icon
65
General Motors
GM
$76.8B
$1.3M 0.62%
36,200
-100
-0.3% -$3.59K
BLK icon
66
Blackrock
BLK
$176B
$1.28M 0.62%
4,750
– –
LO
67
DELISTED
LORILLARD INC COM STK
LO
$1.22M 0.58%
27,125
-200
-0.7% -$8.81K
PEP icon
68
PepsiCo
PEP
$190B
$1.21M 0.58%
15,250
+10,650
+232% +$875K
ORCL icon
69
Oracle
ORCL
$423B
$1.2M 0.57%
+36,150
New +$1.17M
RIO icon
70
Rio Tinto
RIO
$164B
$1.19M 0.57%
24,300
– –
ARLP icon
71
Alliance Resource Partners
ARLP
$3.17B
$1.15M 0.55%
31,000
– –
EPD icon
72
Enterprise Products Partners
EPD
$81.7B
$1.14M 0.55%
37,440
-496
-1% -$15.2K
IAU icon
73
iShares Gold Trust
IAU
$67.5B
$1.11M 0.53%
43,100
+2,550
+6% +$65.8K
MMM icon
74
3M
MMM
$94.3B
$1.1M 0.53%
11,003
-2,512
-19% -$244K
E icon
75
ENI
E
$77.5B
$1.06M 0.51%
22,950
-300
-1% -$13.5K
1 2
3
4 5

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SWP
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L7C
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WBC
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Narwhal Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Narwhal Capital Management held 138 positions worth $209M, up 0.8% from $207M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Narwhal Capital Management withdrew a net $6.4M in Q3 2013, closing 5 positions and reducing 49 holdings. Its most notable exit was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $1.61M position sold in full.

By sector, the portfolio is most concentrated in Materials at 12% of assets, up from 11% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Narwhal Capital Management opened a new position in Oracle worth $1.2M.

  • Narwhal Capital Management's largest Q3 2013 buy was Oracle: 36,150 shares worth $1.2M.
  • Narwhal Capital Management added most to PepsiCo in Q3 2013, an estimated $875K increase.
  • Narwhal Capital Management's biggest Q3 2013 reduction was L3 Technologies, Inc., cutting an estimated $1.29M.
  • Narwhal Capital Management fully exited COVIDIEN PLC COM SHS NEW (IRELAND) in Q3 2013, selling an estimated $1.61M.
  • Narwhal Capital Management's ten largest holdings make up 26% of its $209M portfolio in Q3 2013.
  • Narwhal Capital Management opened 6 new positions and closed 5 in Q3 2013.
  • Narwhal Capital Management's portfolio value rose 0.8% quarter-over-quarter to $209M.

Based on Narwhal Capital Management's 13F filing for Q3 2013, filed 1 Nov 2013.