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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$497M
AUM Growth
+$14M
Cap. Flow
+$31.5M
Cap. Flow %
6.33%
Top 10 Hldgs %
37.12%
Holding
146
New
12
Increased
40
Reduced
59
Closed
7

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.1M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.42M
3
BLK icon
Blackrock
BLK
+$2.78M
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$2.29M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.09M

Top Sells

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$9.94M
2
BX icon
Blackstone
BX
+$4.74M
3
GLD icon
SPDR Gold Trust
GLD
+$3.57M
4
NLY icon
Annaly Capital Management
NLY
+$1.67M
5
MO icon
Altria Group
MO
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 14.52%
2 Industrials 9.89%
3 Healthcare 9.87%
4 Financials 9.16%
5 Communication Services 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
26
Novartis
NVS
$297B
$6.13M 1.23%
70,602
+3,303
+5% +$297K
ABT icon
27
Abbott
ABT
$187B
$6.13M 1.23%
73,219
+9,702
+15% +$824K
BLK icon
28
Blackrock
BLK
$176B
$6.11M 1.23%
13,717
+6,238
+83% +$2.78M
XOM icon
29
ExxonMobil
XOM
$634B
$5.93M 1.19%
83,998
+5,772
+7% +$417K
DEO icon
30
Diageo
DEO
$53.6B
$5.86M 1.18%
35,820
-623
-2% -$104K
PEP icon
31
PepsiCo
PEP
$190B
$5.64M 1.13%
41,157
+1,129
+3% +$150K
GD icon
32
General Dynamics
GD
$106B
$5.62M 1.13%
30,727
-4,808
-14% -$893K
UL icon
33
Unilever
UL
$136B
$5.58M 1.12%
82,508
-9,317
-10% -$646K
HD icon
34
Home Depot
HD
$355B
$5.45M 1.1%
23,483
+127
+0.5% +$27.8K
MRK icon
35
Merck
MRK
$318B
$5.16M 1.04%
64,269
-6,421
-9% -$515K
WFC icon
36
Wells Fargo
WFC
$264B
$4.56M 0.92%
90,414
-6,177
-6% -$291K
KSU
37
DELISTED
Kansas City Southern
KSU
$4.51M 0.91%
33,907
-842
-2% -$105K
AXP icon
38
American Express
AXP
$230B
$4.38M 0.88%
37,040
+4,154
+13% +$509K
SBUX icon
39
Starbucks
SBUX
$120B
$4.36M 0.88%
49,291
-8,572
-15% -$795K
D icon
40
Dominion Energy
D
$59.3B
$4.07M 0.82%
50,168
+4,068
+9% +$315K
TGT icon
41
Target
TGT
$68B
$4.05M 0.82%
37,924
+4,932
+15% +$469K
IWF icon
42
iShares Russell 1000 Growth ETF
IWF
$128B
$3.92M 0.79%
98,152
+30,400
+45% +$1.22M
BUD icon
43
AB InBev
BUD
$165B
$3.81M 0.77%
40,042
+6,552
+20% +$622K
ELV icon
44
Elevance Health
ELV
$85.5B
$3.72M 0.75%
15,510
-2,425
-14% -$664K
VLO icon
45
Valero Energy
VLO
$85.9B
$3.71M 0.75%
43,581
+2,373
+6% +$192K
GS icon
46
Goldman Sachs
GS
$303B
$3.66M 0.74%
17,675
-2,827
-14% -$591K
NXRT
47
NexPoint Residential Trust
NXRT
$652M
$3.56M 0.72%
76,250
-8,900
-10% -$398K
ADBE icon
48
Adobe
ADBE
$105B
$3.51M 0.71%
12,690
+5,320
+72% +$1.55M
CVS icon
49
CVS Health
CVS
$122B
$3.24M 0.65%
51,372
-15,380
-23% -$911K
CVX icon
50
Chevron
CVX
$366B
$3.13M 0.63%
26,403
-99
-0.4% -$12K
1
2
3 4 5

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Narwhal Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Narwhal Capital Management held 146 positions worth $497M, up 2.9% from $483M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Narwhal Capital Management deployed $31.5M of net new capital in Q3 2019, opening 12 new positions and adding to 40 existing holdings. Its largest new stake was iShares S&P 500 Growth ETF: 164,140 shares worth $7.39M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Annaly Capital Management, an estimated $1.67M trimmed.

  • Narwhal Capital Management's largest Q3 2019 buy was iShares S&P 500 Growth ETF: 164,140 shares worth $7.39M.
  • Narwhal Capital Management added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $11.1M increase.
  • Narwhal Capital Management's biggest Q3 2019 reduction was Annaly Capital Management, cutting an estimated $1.67M.
  • Narwhal Capital Management fully exited iShares Gold Trust in Q3 2019, selling an estimated $9.94M.
  • Narwhal Capital Management's ten largest holdings make up 37% of its $497M portfolio in Q3 2019.
  • Narwhal Capital Management opened 12 new positions and closed 7 in Q3 2019.
  • Narwhal Capital Management's portfolio value rose 2.9% quarter-over-quarter to $497M.

Based on Narwhal Capital Management's 13F filing for Q3 2019, filed 31 Oct 2019.