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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+0.62%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$249M
AUM Growth
-$12.4M
Cap. Flow
-$12.5M
Cap. Flow %
-5.02%
Top 10 Hldgs %
29.24%
Holding
146
New
7
Increased
33
Reduced
38
Closed
12

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$2.31M
2
AAP icon
Advance Auto Parts
AAP
+$1.59M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$1.5M
4
DEO icon
Diageo
DEO
+$1.3M
5
CLF icon
Cleveland-Cliffs
CLF
+$1.03M

Top Sells

Rank Stock Value
1
TUP
Tupperware Brands Corporation
TUP
+$1.8M
2
LUMN icon
Lumen
LUMN
+$1.48M
3
YHOO
Yahoo Inc
YHOO
+$1.36M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$1.11M
5
HD icon
Home Depot
HD
+$1.03M

Sector Composition

Rank Sector Weight
1 Materials 11.84%
2 Healthcare 11.65%
3 Technology 11.15%
4 Industrials 10.73%
5 Financials 9.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
26
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.57M 1.03%
30,550
-1,100
-3% -$91.5K
NEE icon
27
NextEra Energy
NEE
$177B
$2.53M 1.02%
107,900
– –
ELV icon
28
Elevance Health
ELV
$85.5B
$2.53M 1.02%
21,150
– –
MO icon
29
Altria Group
MO
$114B
$2.52M 1.01%
54,935
+2,000
+4% +$85.7K
UL icon
30
Unilever
UL
$136B
$2.49M 1%
52,733
+3,200
+6% +$158K
GS icon
31
Goldman Sachs
GS
$303B
$2.47M 0.99%
13,475
– –
LMT icon
32
Lockheed Martin
LMT
$136B
$2.43M 0.98%
13,300
– –
IVV icon
33
iShares Core S&P 500 ETF
IVV
$902B
$2.4M 0.97%
12,130
-4,057
-25% -$807K
NUV icon
34
Nuveen Municipal Value Fund
NUV
$1.91B
$2.38M 0.96%
253,000
+8,000
+3% +$75.3K
PEP icon
35
PepsiCo
PEP
$190B
$2.37M 0.95%
25,500
+10,250
+67% +$936K
NVS icon
36
Novartis
NVS
$297B
$2.25M 0.9%
26,645
-139
-0.5% -$11.2K
TEVA icon
37
Teva Pharmaceuticals
TEVA
$41.2B
$2.22M 0.89%
41,270
-13,450
-25% -$713K
MRK icon
38
Merck
MRK
$318B
$2.19M 0.88%
38,776
+1,677
+5% +$94.2K
BA icon
39
Boeing
BA
$185B
$2.16M 0.87%
16,950
– –
CAT icon
40
Caterpillar
CAT
$387B
$2.14M 0.86%
21,625
– –
F icon
41
Ford
F
$55.7B
$2.13M 0.86%
144,000
+1,600
+1% +$27.3K
HCA icon
42
HCA Healthcare
HCA
$89.5B
$2.05M 0.82%
29,075
+100
+0.3% +$6.61K
VZ icon
43
Verizon
VZ
$196B
$2.01M 0.81%
40,202
+13,534
+51% +$673K
EBAY icon
44
eBay
EBAY
$49.8B
$2M 0.8%
83,844
+45
+0.1% +$1K
PAA icon
45
Plains All American Pipeline
PAA
$16.1B
$1.96M 0.79%
33,250
– –
SGOL icon
46
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$1.95M 0.78%
164,500
– –
MUA icon
47
BlackRock MuniAssets Fund
MUA
$522M
$1.91M 0.76%
145,100
+20
+0% +$261
UNH icon
48
UnitedHealth
UNH
$370B
$1.83M 0.74%
21,260
– –
DEO icon
49
Diageo
DEO
$53.6B
$1.81M 0.73%
15,700
+10,700
+214% +$1.3M
BPL
50
DELISTED
Buckeye Partners, L.P.
BPL
$1.79M 0.72%
22,450
-1,275
-5% -$102K
1
2
3 4 5

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Narwhal Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Narwhal Capital Management held 146 positions worth $249M, down 4.7% from $261M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Narwhal Capital Management withdrew a net $12.5M in Q3 2014, closing 12 positions and reducing 38 holdings. Its most notable exit was Tupperware Brands Corporation, an estimated $1.8M position sold in full.

By sector, the portfolio is most concentrated in Materials at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Narwhal Capital Management opened a new position in Advance Auto Parts worth $1.58M.

  • Narwhal Capital Management's largest Q3 2014 buy was Advance Auto Parts: 12,109 shares worth $1.58M.
  • Narwhal Capital Management added most to GE Aerospace in Q3 2014, an estimated $2.31M increase.
  • Narwhal Capital Management's biggest Q3 2014 reduction was Home Depot, cutting an estimated $1.03M.
  • Narwhal Capital Management fully exited Tupperware Brands Corporation in Q3 2014, selling an estimated $1.8M.
  • Narwhal Capital Management's ten largest holdings make up 29% of its $249M portfolio in Q3 2014.
  • Narwhal Capital Management opened 7 new positions and closed 12 in Q3 2014.
  • Narwhal Capital Management's portfolio value fell 4.7% quarter-over-quarter to $249M.

Based on Narwhal Capital Management's 13F filing for Q3 2014, filed 12 Nov 2014.