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NCM

Narwhal Capital Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 28.39%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+28.39%
3 Year Est. Return
+93.85%
5 Year Est. Return
+119.75%
10 Year Est. Return
+391.36%
AUM
$209M
AUM Growth
+$1.65M
Cap. Flow
-$6.4M
Cap. Flow %
-3.06%
Top 10 Hldgs %
26.3%
Holding
138
New
6
Increased
33
Reduced
49
Closed
5

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$1.17M
2
PEP icon
PepsiCo
PEP
+$875K
3
RCI icon
Rogers Communications
RCI
+$611K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$533K
5
SO icon
Southern Company
SO
+$429K

Top Sells

Rank Stock Value
1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$1.61M
2
LLL
L3 Technologies, Inc.
LLL
+$1.29M
3
AGO icon
Assured Guaranty
AGO
+$975K
4
IBM icon
IBM
IBM
+$800K
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$528K

Sector Composition

Rank Sector Weight
1 Materials 11.78%
2 Energy 11.68%
3 Healthcare 11.56%
4 Technology 11.23%
5 Industrials 9.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
26
Goldman Sachs
GS
$303B
$2.14M 1.03%
13,550
– –
MMP
27
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.13M 1.02%
37,650
-100
-0.3% -$5.5K
ELV icon
28
Elevance Health
ELV
$85.5B
$2.09M 1%
24,950
-2,100
-8% -$180K
TAP icon
29
Molson Coors Class B
TAP
$8.09B
$2.08M 1%
41,500
-300
-0.7% -$15.1K
BAC icon
30
Bank of America
BAC
$442B
$2.07M 0.99%
150,176
-2,250
-1% -$32.1K
AIG icon
31
American International
AIG
$41.3B
$2.06M 0.99%
42,350
+200
+0.5% +$9.51K
BA icon
32
Boeing
BA
$185B
$2.03M 0.97%
17,250
+980
+6% +$106K
TUP
33
DELISTED
Tupperware Brands Corporation
TUP
$2.02M 0.97%
23,350
-400
-2% -$33.4K
KO icon
34
Coca-Cola
KO
$375B
$1.98M 0.95%
52,276
+4,175
+9% +$165K
EMC
35
DELISTED
EMC CORPORATION
EMC
$1.94M 0.93%
75,850
-450
-0.6% -$11.7K
BP icon
36
BP
BP
$107B
$1.93M 0.92%
56,176
+5,868
+12% +$201K
ETP
37
DELISTED
Energy Transfer Partners, L.P.
ETP
$1.93M 0.92%
58,000
– –
RTN
38
DELISTED
Raytheon Company
RTN
$1.92M 0.92%
24,960
-290
-1% -$21.5K
NVS icon
39
Novartis
NVS
$297B
$1.92M 0.92%
27,900
-335
-1% -$22.2K
BPL
40
DELISTED
Buckeye Partners, L.P.
BPL
$1.9M 0.91%
28,925
-550
-2% -$38K
C icon
41
Citigroup
C
$226B
$1.89M 0.91%
39,000
+700
+2% +$35.4K
TEVA icon
42
Teva Pharmaceuticals
TEVA
$41.2B
$1.88M 0.9%
49,650
+3,900
+9% +$152K
GIS icon
43
General Mills
GIS
$19.7B
$1.85M 0.88%
38,550
+50
+0.1% +$2.51K
PAA icon
44
Plains All American Pipeline
PAA
$16.1B
$1.83M 0.88%
34,750
-1,600
-4% -$85.4K
UNH icon
45
UnitedHealth
UNH
$370B
$1.79M 0.86%
25,050
-6,900
-22% -$494K
VOD icon
46
Vodafone
VOD
$37.4B
$1.79M 0.86%
49,835
-3,433
-6% -$109K
T icon
47
AT&T
T
$163B
$1.73M 0.83%
67,656
+4,435
+7% +$116K
LMT icon
48
Lockheed Martin
LMT
$136B
$1.7M 0.81%
13,300
– –
MRK icon
49
Merck
MRK
$318B
$1.7M 0.81%
37,309
– –
MO icon
50
Altria Group
MO
$114B
$1.68M 0.81%
48,985
– –
1
2
3 4 5

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Narwhal Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Narwhal Capital Management held 138 positions worth $209M, up 0.8% from $207M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Narwhal Capital Management withdrew a net $6.4M in Q3 2013, closing 5 positions and reducing 49 holdings. Its most notable exit was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $1.61M position sold in full.

By sector, the portfolio is most concentrated in Materials at 12% of assets, up from 11% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Narwhal Capital Management opened a new position in Oracle worth $1.2M.

  • Narwhal Capital Management's largest Q3 2013 buy was Oracle: 36,150 shares worth $1.2M.
  • Narwhal Capital Management added most to PepsiCo in Q3 2013, an estimated $875K increase.
  • Narwhal Capital Management's biggest Q3 2013 reduction was L3 Technologies, Inc., cutting an estimated $1.29M.
  • Narwhal Capital Management fully exited COVIDIEN PLC COM SHS NEW (IRELAND) in Q3 2013, selling an estimated $1.61M.
  • Narwhal Capital Management's ten largest holdings make up 26% of its $209M portfolio in Q3 2013.
  • Narwhal Capital Management opened 6 new positions and closed 5 in Q3 2013.
  • Narwhal Capital Management's portfolio value rose 0.8% quarter-over-quarter to $209M.

Based on Narwhal Capital Management's 13F filing for Q3 2013, filed 1 Nov 2013.