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NPGCU

Napier Park Global Capital (US) Portfolio holdings

AUM $35M
1-Year Est. Return 3.58%
This Fund
S&P 500
This Quarter Est. Return
+2.75%
1 Year Est. Return
-3.58%
3 Year Est. Return
+236.59%
5 Year Est. Return
+365.62%
10 Year Est. Return
–
AUM
$71.1M
AUM Growth
-$9.48M
Cap. Flow
+$17.2M
Cap. Flow %
24.26%
Top 10 Hldgs %
99.87%
Holding
22
New
4
Increased
2
Reduced
2
Closed
10

Top Buys

Rank Stock Value
1
NRG icon
NRG Energy
NRG
+$2.89M
2
DAY
Dayforce
DAY
+$2.26M
3
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$438K

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$6.3M
2
TMO icon
Thermo Fisher Scientific
TMO
+$2.64M
3
CMCSA icon
Comcast
CMCSA
+$2.49M
4
EXC icon
Exelon
EXC
+$2.4M
5
J icon
Jacobs Solutions
J
+$1.65M

Sector Composition

Rank Sector Weight
1 Utilities 4.46%
2 Technology 3.54%
3 Communication Services 0%
4 Healthcare 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
1
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$63.7M 89.67%
500,000
-50,000
-9% -$6.3M
NRG icon
2
NRG Energy
NRG
$26.9B
$3.17M 4.46%
+80,000
New +$2.89M
DAY
3
DELISTED
Dayforce
DAY
$2.14M 3.01%
+43,296
New +$2.26M
GLD icon
4
PUT
SPDR Gold Trust
GLD
$131B
$824K 1.16%
500,000
+200,000
+67% +$27.8M
AVYA
5
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$381K 0.54%
+37,249
New +$438K
PCG icon
6
PUT
PG&E
PCG
$39.2B
$227K 0.32%
+100,000
New +$1.51M
CNR
7
PUT
Core Natural Resources Inc
CNR
$4.02B
$185K 0.26%
100,000
– –
ADNT icon
8
PUT
Adient
ADNT
$1.7B
$138K 0.19%
190,000
+50,000
+36% +$1.14M
SWK icon
9
PUT
Stanley Black & Decker
SWK
$14.6B
$95K 0.13%
50,000
– –
BWA icon
10
PUT
BorgWarner
BWA
$13B
$91K 0.13%
45,326
-34,989
-44% -$1.13M
ARLP icon
11
PUT
Alliance Resource Partners
ARLP
$3.33B
$63K 0.09%
70,000
– –
BIIB icon
12
CALL
Biogen
BIIB
$30.4B
$31K 0.04%
40,000
– –
CMCSA icon
13
Comcast
CMCSA
$85.8B
– –
-59,000
Closed -$2.49M
CNC icon
14
CALL
Centene
CNC
$31.6B
– –
-200,000
Closed -$35K
EXC icon
15
Exelon
EXC
$48.4B
– –
-70,100
Closed -$2.4M
F icon
16
PUT
Ford
F
$59.6B
– –
-135,000
Closed -$94K
HYG icon
17
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-3,600,000
Closed -$366K
J icon
18
Jacobs Solutions
J
$16.6B
– –
-23,696
Closed -$1.65M
PFE icon
19
Pfizer
PFE
$144B
– –
-29,512
Closed -$1.21M
TMO icon
20
Thermo Fisher Scientific
TMO
$214B
– –
-9,000
Closed -$2.64M
TMUS icon
21
CALL
T-Mobile US
TMUS
$196B
– –
-200,000
Closed -$392K
TRCO
22
CALL
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-473,873
Closed -$94K

Similar funds

ACI
AB CarVal Investors Minneapolis, Minnesota $35.8M AUM 23.8% 1-Year Est. Return
YEPV
Yorktown Energy Partners VII New York $23.4M AUM 17.42% 1-Year Est. Return
LCM
Lafitte Capital Management Austin, Texas $49.5M AUM 27.1% 1-Year Est. Return
KIP
Kayak Investment Partners San Francisco, California $52.5M AUM 39.54% 1-Year Est. Return
MIM
Mittleman Investment Management Melville, New York $17.4M AUM 36.11% 1-Year Est. Return
FF
Ford Foundation New York $16.6M AUM
PL
Pluribus Labs Mill Valley, California $54.8M AUM
BAM
Bruderman Asset Management Locust Valley, New York $55.7M AUM 4.16% 1-Year Est. Return

Napier Park Global Capital (US)'s Q3 2019 Portfolio in Review

As of Q3 2019, Napier Park Global Capital (US) held 22 positions worth $71.1M, down 12% from $80.6M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Napier Park Global Capital (US) deployed $17.2M of net new capital in Q3 2019, opening 4 new positions and adding to 2 existing holdings. Its largest new stake was NRG Energy: 80,000 shares worth $3.17M.

By sector, the portfolio is most concentrated in Utilities at 4.5% of assets, up from 3% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $6.3M trimmed.

  • Napier Park Global Capital (US)'s largest Q3 2019 buy was NRG Energy: 80,000 shares worth $3.17M.
  • Napier Park Global Capital (US)'s biggest Q3 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $6.3M.
  • Napier Park Global Capital (US) fully exited Thermo Fisher Scientific in Q3 2019, selling an estimated $2.64M.
  • Napier Park Global Capital (US)'s ten largest holdings make up 100% of its $71.1M portfolio in Q3 2019.
  • Napier Park Global Capital (US) opened 4 new positions and closed 10 in Q3 2019.
  • Napier Park Global Capital (US)'s portfolio value fell 12% quarter-over-quarter to $71.1M.

Based on Napier Park Global Capital (US)'s 13F filing for Q3 2019, filed 13 Nov 2019.