MUFG Securities EMEA’s Western Asset Short Duration Income ETF WINC Stock Holding History

MUFG Securities EMEA’s Portfolio WINC Stock Details WINC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-60,000	Closed	-$1.5M	–	478
2020 Q2	$1.5M	Sell	60,000 -120,000	-67%	-$2.9M	0.01%	313
2020 Q1	$4.06M	Sell	180,000 -20,000	-10%	-$501K	0.04%	220
2019 Q4	$5.16M	Hold	200,000	–	–	0.04%	273
2019 Q3	$5.16M	Hold	200,000	–	–	0.06%	175
2019 Q2	$5.18M	Hold	200,000	–	–	0.05%	183
2019 Q1	$5.09M	Buy	+200,000	New	+$5.04M	0.06%	198

Other funds holding WINC

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

VNA

Valley National Advisers Bethlehem, Pennsylvania $900M AUM 31.19% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

MUFG Securities EMEA's WINC Position: Q3 2020 in Review

MUFG Securities EMEA sold out of Western Asset Short Duration Income ETF (WINC) in Q3 2020, closing a stake of 60,000 shares — an estimated $1.5M sold.

MUFG Securities EMEA first reported a position in WINC in Q1 2019 and held it in 6 quarters. The position peaked at $5.18M in Q2 2019. 9 funds tracked by Wall St. Rank hold WINC as of Q3 2020.

MUFG Securities EMEA reported no remaining Western Asset Short Duration Income ETF position as of Q3 2020 after selling out during the quarter.
MUFG Securities EMEA sold 60,000 Western Asset Short Duration Income ETF shares in Q3 2020, an estimated $1.5M.
MUFG Securities EMEA first reported a position in Western Asset Short Duration Income ETF in Q1 2019 and held it in 6 quarters.
MUFG Securities EMEA's Western Asset Short Duration Income ETF position peaked at $5.18M in Q2 2019.
9 funds tracked by Wall St. Rank held Western Asset Short Duration Income ETF as of Q3 2020.

Based on MUFG Securities EMEA's 13F filing for Q3 2020, filed 13 Nov 2020.