Mount Lucas Management’s Precigen PGEN Stock Holding History

Mount Lucas Management’s Portfolio PGEN Stock Details PGEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-5,000	Closed	-$120K	–	136
2017 Q2	$120K	Buy	5,000 +3,000	+150%	+$65.8K	0.02%	130
2017 Q1	$40K	Buy	+2,000	New	+$44.6K	0.01%	137
2016 Q4	–	Sell	-4,238	Closed	-$118K	–	166
2016 Q3	$118K	Buy	4,238 +303	+8%	+$8.01K	0.02%	130
2016 Q2	$96K	Buy	3,935 +1,412	+56%	+$40.1K	0.02%	123
2016 Q1	$85K	Buy	+2,523	New	+$79.4K	0.01%	91

Other funds holding PGEN

Third Security Radford, Virginia $241M AUM 45.43% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

IAM

Iridian Asset Management Westport, Connecticut $247M AUM 20.65% 1-Year Est. Return

MVP

Miller Value Partners Sarasota, Florida $383M AUM 38.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

First Eagle Investment Management New York $59B AUM 32.99% 1-Year Est. Return

Mount Lucas Management's PGEN Position: Q3 2017 in Review

Mount Lucas Management sold out of Precigen (PGEN) in Q3 2017, closing a stake of 5,000 shares — an estimated $120K sold.

Mount Lucas Management first reported a position in PGEN in Q1 2016 and held it in 5 quarters. The position peaked at $120K in Q2 2017. 155 funds tracked by Wall St. Rank hold PGEN as of Q3 2017.

Mount Lucas Management reported no remaining Precigen position as of Q3 2017 after selling out during the quarter.
Mount Lucas Management sold 5,000 Precigen shares in Q3 2017, an estimated $120K.
Mount Lucas Management first reported a position in Precigen in Q1 2016 and held it in 5 quarters.
Mount Lucas Management's Precigen position peaked at $120K in Q2 2017.
155 funds tracked by Wall St. Rank held Precigen as of Q3 2017.

Based on Mount Lucas Management's 13F filing for Q3 2017, filed 14 Nov 2017.