Mosaic Financial Partners’s AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return RJI Stock Holding History

Mosaic Financial Partners’s Portfolio RJI Stock Details RJI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,254,095	Closed	-$7.8M	–	53
2015 Q2	$7.8M	Buy	1,254,095 +197,405	+19%	+$1.21M	5.36%	6
2015 Q1	$6.15M	Buy	1,056,690 +546,639	+107%	+$3.29M	4.21%	8
2014 Q4	$3.22M	Buy	510,051 +171,653	+51%	+$1.22M	2.18%	17
2014 Q3	$2.55M	Sell	338,398 -303,505	-47%	-$2.44M	1.8%	18
2014 Q2	$5.51M	Buy	641,903 +80,743	+14%	+$695K	3.77%	9
2014 Q1	$4.8M	Buy	561,160 +81,738	+17%	+$678K	3.43%	11
2013 Q4	$3.92M	Buy	479,422 +116,113	+32%	+$948K	2.86%	14
2013 Q3	$3M	Buy	+363,309	New	+$3.04M	2.34%	15

Other funds holding RJI

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.17B AUM 23.36% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

BlackRock Advisors Wilmington, Delaware $98.8B AUM 15.8% 1-Year Est. Return

RGC

Roberts, Glore & Co Deerfield, Illinois $364M AUM 19.54% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

KWMG LLC Overland Park, Kansas $1.38B AUM 33.35% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

Mosaic Financial Partners's RJI Position: Q3 2015 in Review

Mosaic Financial Partners sold out of AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return (RJI) in Q3 2015, closing a stake of 1,254,095 shares — an estimated $7.8M sold.

Mosaic Financial Partners first reported a position in RJI in Q3 2013 and held it in 8 quarters. The position peaked at $7.8M in Q2 2015. 50 funds tracked by Wall St. Rank hold RJI as of Q3 2015.

Mosaic Financial Partners reported no remaining AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return position as of Q3 2015 after selling out during the quarter.
Mosaic Financial Partners sold 1,254,095 AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return shares in Q3 2015, an estimated $7.8M.
Mosaic Financial Partners first reported a position in AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return in Q3 2013 and held it in 8 quarters.
Mosaic Financial Partners's AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return position peaked at $7.8M in Q2 2015.
50 funds tracked by Wall St. Rank held AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return as of Q3 2015.

Based on Mosaic Financial Partners's 13F filing for Q3 2015, filed 4 Nov 2015.