Moors & Cabot’s ProShares Ultra Bloomberg Crude Oil UCO Stock Holding History

Moors & Cabot’s Portfolio UCO Stock Details UCO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-810	Closed	-$106K	–	588
2016 Q3	$106K	Sell	810 -138	-15%	-$17K	0.02%	508
2016 Q2	$143K	Buy	+948	New	+$137K	0.03%	475
2015 Q2	–	Sell	-193	Closed	-$79K	–	546
2015 Q1	$79K	Buy	+193	New	+$95.4K	0.01%	491

Other funds holding UCO

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

KCM

Kempner Capital Management Galveston, Texas $106M AUM 29.1% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Moors & Cabot's UCO Position: Q4 2016 in Review

Moors & Cabot sold out of ProShares Ultra Bloomberg Crude Oil (UCO) in Q4 2016, closing a stake of 810 shares — an estimated $106K sold.

Moors & Cabot first reported a position in UCO in Q1 2015 and held it in 3 quarters. The position peaked at $143K in Q2 2016. 36 funds tracked by Wall St. Rank hold UCO as of Q4 2016.

Moors & Cabot reported no remaining ProShares Ultra Bloomberg Crude Oil position as of Q4 2016 after selling out during the quarter.
Moors & Cabot sold 810 ProShares Ultra Bloomberg Crude Oil shares in Q4 2016, an estimated $106K.
Moors & Cabot first reported a position in ProShares Ultra Bloomberg Crude Oil in Q1 2015 and held it in 3 quarters.
Moors & Cabot's ProShares Ultra Bloomberg Crude Oil position peaked at $143K in Q2 2016.
36 funds tracked by Wall St. Rank held ProShares Ultra Bloomberg Crude Oil as of Q4 2016.

Based on Moors & Cabot's 13F filing for Q4 2016, filed 13 Feb 2017.