Moors & Cabot’s State Street DoubleLine Total Return Tactical ETF TOTL Stock Holding History

Moors & Cabot’s Portfolio TOTL Stock Details TOTL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-5,486	Closed	-$267K	–	606
2017 Q4	$267K	Buy	5,486 +4	+0.1%	+$196	0.04%	442
2017 Q3	$271K	Buy	5,482 +3	+0.1%	+$148	0.04%	426
2017 Q2	$270K	Buy	5,479 +238	+5%	+$11.7K	0.04%	408
2017 Q1	$256K	Buy	5,241 +3	+0.1%	+$146	0.04%	410
2016 Q4	$254K	Buy	5,238 +3	+0.1%	+$148	0.04%	428
2016 Q3	$262K	Buy	+5,235	New	+$262K	0.04%	417

Other funds holding TOTL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CAI

Capital Advisors Inc Tulsa, Oklahoma $6.22B AUM 22.28% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

DIP

DT Investment Partners Chadds Ford, Pennsylvania $1.2B AUM 16.89% 1-Year Est. Return

Moors & Cabot's TOTL Position: Q1 2018 in Review

Moors & Cabot sold out of State Street DoubleLine Total Return Tactical ETF (TOTL) in Q1 2018, closing a stake of 5,486 shares — an estimated $267K sold.

Moors & Cabot first reported a position in TOTL in Q3 2016 and held it in 6 quarters. The position peaked at $271K in Q3 2017. 257 funds tracked by Wall St. Rank hold TOTL as of Q1 2018.

Moors & Cabot reported no remaining State Street DoubleLine Total Return Tactical ETF position as of Q1 2018 after selling out during the quarter.
Moors & Cabot sold 5,486 State Street DoubleLine Total Return Tactical ETF shares in Q1 2018, an estimated $267K.
Moors & Cabot first reported a position in State Street DoubleLine Total Return Tactical ETF in Q3 2016 and held it in 6 quarters.
Moors & Cabot's State Street DoubleLine Total Return Tactical ETF position peaked at $271K in Q3 2017.
257 funds tracked by Wall St. Rank held State Street DoubleLine Total Return Tactical ETF as of Q1 2018.

Based on Moors & Cabot's 13F filing for Q1 2018, filed 18 May 2018.