Moors & Cabot’s ProShares Trust UltraShort Lehman 20+ Year Treasury TBT Stock Holding History

Moors & Cabot’s Portfolio TBT Stock Details TBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-7,615	Closed	-$220K	–	686
2019 Q2	$220K	Sell	7,615 -1,125	-13%	-$35.9K	0.03%	489
2019 Q1	$282K	Buy	8,740 +3,000	+52%	+$105K	0.04%	413
2018 Q4	$203K	Sell	5,740 -250	-4%	-$9.77K	0.03%	454
2018 Q3	$234K	Sell	5,990 -1,125	-16%	-$41.3K	0.03%	489
2018 Q2	$254K	Buy	7,115 +1,200	+20%	+$44.9K	0.03%	455
2018 Q1	$215K	Sell	5,915 -200	-3%	-$7.43K	0.03%	522
2017 Q4	$206K	Buy	+6,115	New	+$213K	0.03%	514

Other funds holding TBT

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Raffles Associates New York $115M AUM 35.69% 1-Year Est. Return

Cumberland Advisors Sarasota, Florida $255M AUM 23.24% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Simplex Trading Chicago, Illinois $149B AUM 62.07% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 0.83% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Moors & Cabot's TBT Position: Q3 2019 in Review

Moors & Cabot sold out of ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) in Q3 2019, closing a stake of 7,615 shares — an estimated $220K sold.

Moors & Cabot first reported a position in TBT in Q4 2017 and held it in 7 quarters. The position peaked at $282K in Q1 2019. 84 funds tracked by Wall St. Rank hold TBT as of Q3 2019.

Moors & Cabot reported no remaining ProShares Trust UltraShort Lehman 20+ Year Treasury position as of Q3 2019 after selling out during the quarter.
Moors & Cabot sold 7,615 ProShares Trust UltraShort Lehman 20+ Year Treasury shares in Q3 2019, an estimated $220K.
Moors & Cabot first reported a position in ProShares Trust UltraShort Lehman 20+ Year Treasury in Q4 2017 and held it in 7 quarters.
Moors & Cabot's ProShares Trust UltraShort Lehman 20+ Year Treasury position peaked at $282K in Q1 2019.
84 funds tracked by Wall St. Rank held ProShares Trust UltraShort Lehman 20+ Year Treasury as of Q3 2019.

Based on Moors & Cabot's 13F filing for Q3 2019, filed 22 Oct 2019.