Moors & Cabot’s Nuveen S&P 500 Dynamic Overwrite Fund SPXX Stock Holding History

Moors & Cabot’s Portfolio SPXX Stock Details SPXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.39M	Buy	75,389 +283	+0.4%	+$5.32K	0.05%	304
2026 Q2	$1.4M	Buy	75,106 +711	+1%	+$12.6K	0.05%	301
2026 Q1	$1.2M	Buy	74,395 +64,264	+634%	+$1.13M	0.05%	330
2025 Q4	$183K	Buy	+10,131	New	+$178K	0.01%	858

Other funds holding SPXX

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $64.1B AUM 28.9% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

TPWM

Twelve Points Wealth Management Concord, Massachusetts $536M AUM 16.77% 1-Year Est. Return

Hennion & Walsh Asset Management Parsippany, New Jersey $3.42B AUM 25.82% 1-Year Est. Return

Capital Investment Advisors Atlanta, Georgia $7.74B AUM 15.52% 1-Year Est. Return

Shaker Financial Services Arlington, Virginia $303M AUM 4.89% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

MONECO Advisors Fairfield, Connecticut $1.71B AUM 18.49% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

Moors & Cabot's SPXX Position: Q3 2026 in Review

Moors & Cabot increased its Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) stake by 0.38% in Q3 2026, buying an estimated $5.32K and bringing the position to 75,389 shares worth $1.39M. The position accounts for 0.05% of the portfolio, ranked #304.

Moors & Cabot first reported a position in SPXX in Q4 2025 and has held it in 4 quarters since. The position peaked at $1.4M in Q2 2026. 141 funds tracked by Wall St. Rank hold SPXX as of Q3 2026.

Moors & Cabot held 75,389 shares of Nuveen S&P 500 Dynamic Overwrite Fund worth $1.39M as of Q3 2026.
Moors & Cabot bought 283 Nuveen S&P 500 Dynamic Overwrite Fund shares in Q3 2026, an estimated $5.32K.
Nuveen S&P 500 Dynamic Overwrite Fund made up 0.05% of Moors & Cabot's portfolio in Q3 2026, its #304 holding.
Moors & Cabot first reported a position in Nuveen S&P 500 Dynamic Overwrite Fund in Q4 2025 and has held it in 4 quarters since.
Moors & Cabot's Nuveen S&P 500 Dynamic Overwrite Fund position peaked at $1.4M in Q2 2026.
141 funds tracked by Wall St. Rank held Nuveen S&P 500 Dynamic Overwrite Fund as of Q3 2026.

Based on Moors & Cabot's 13F filing for Q3 2026, filed 6 Nov 2026.