Moors & Cabot’s ProShares UltraPro Short S&P 500 SPXU Stock Holding History

Moors & Cabot’s Portfolio SPXU Stock Details SPXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-280	Closed	-$728K	–	691
2019 Q3	$728K	Buy	+280	New	+$756K	0.08%	245
2016 Q4	–	Sell	-60	Closed	-$556K	–	583
2016 Q3	$556K	Buy	+60	New	+$569K	0.09%	250

Other funds holding SPXU

PCM

Prentice Capital Management Greenwich, Connecticut $52.9M AUM 2.04% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

IMC Chicago Chicago, Illinois $419B AUM 72.04% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Simplex Trading Chicago, Illinois $171B AUM 85% 1-Year Est. Return

Virtu Financial New York $3.18B AUM 65.92% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $4.08B AUM 58.77% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

TSS

Two Sigma Securities New York $1.16B AUM 36.23% 1-Year Est. Return

Moors & Cabot's SPXU Position: Q4 2019 in Review

Moors & Cabot sold out of ProShares UltraPro Short S&P 500 (SPXU) in Q4 2019, closing a stake of 280 shares — an estimated $728K sold.

Moors & Cabot first reported a position in SPXU in Q3 2016 and held it in 2 quarters. The position peaked at $728K in Q3 2019. 25 funds tracked by Wall St. Rank hold SPXU as of Q4 2019.

Moors & Cabot reported no remaining ProShares UltraPro Short S&P 500 position as of Q4 2019 after selling out during the quarter.
Moors & Cabot sold 280 ProShares UltraPro Short S&P 500 shares in Q4 2019, an estimated $728K.
Moors & Cabot first reported a position in ProShares UltraPro Short S&P 500 in Q3 2016 and held it in 2 quarters.
Moors & Cabot's ProShares UltraPro Short S&P 500 position peaked at $728K in Q3 2019.
25 funds tracked by Wall St. Rank held ProShares UltraPro Short S&P 500 as of Q4 2019.

Based on Moors & Cabot's 13F filing for Q4 2019, filed 28 Jan 2020.