Moors & Cabot’s ProShares Russell 2000 Dividend Growers ETF SMDV Stock Holding History

Moors & Cabot’s Portfolio SMDV Stock Details SMDV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-4,536	Closed	-$279K	–	680
2019 Q4	$279K	Sell	4,536 -184	-4%	-$11.1K	0.03%	481
2019 Q3	$280K	Sell	4,720 -296	-6%	-$17.4K	0.03%	470
2019 Q2	$298K	Buy	+5,016	New	+$296K	0.04%	411

Other funds holding SMDV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

GVAG

Great Valley Advisor Group Wilmington, Delaware $5.5B AUM 20.56% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Moors & Cabot's SMDV Position: Q1 2020 in Review

Moors & Cabot sold out of ProShares Russell 2000 Dividend Growers ETF (SMDV) in Q1 2020, closing a stake of 4,536 shares — an estimated $279K sold.

Moors & Cabot first reported a position in SMDV in Q2 2019 and held it in 3 quarters. The position peaked at $298K in Q2 2019. 99 funds tracked by Wall St. Rank hold SMDV as of Q1 2020.

Moors & Cabot reported no remaining ProShares Russell 2000 Dividend Growers ETF position as of Q1 2020 after selling out during the quarter.
Moors & Cabot sold 4,536 ProShares Russell 2000 Dividend Growers ETF shares in Q1 2020, an estimated $279K.
Moors & Cabot first reported a position in ProShares Russell 2000 Dividend Growers ETF in Q2 2019 and held it in 3 quarters.
Moors & Cabot's ProShares Russell 2000 Dividend Growers ETF position peaked at $298K in Q2 2019.
99 funds tracked by Wall St. Rank held ProShares Russell 2000 Dividend Growers ETF as of Q1 2020.

Based on Moors & Cabot's 13F filing for Q1 2020, filed 12 May 2020.